escabral13 / finalpaperdoddfranksec

DoddFrankSEC

Scrapes sec.gov and www.sec.gov

U.S. Securities and Exchange Commission: official Federal Agency website, including news, legal and other releases and reports, investor education material, and the EDGAR database of corporate disclosure reports


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[ { 'category': 'Title III Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2910.pdf' , 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iii/minority-women-inclusion/minority-women-inclusion.shtml'} , { 'category': 'Title III Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of the Chairman regarding a September 17, 2010, meeting with representatives of the Greenlining Institute', 'from': 'Office of the Chairman', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Greenlining Institute'] , 'pdf_url': 'http://sec.gov/comments/df-title-iii/minority-women-inclusion/minoritywomeninclusion-10.pdf' , 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iii/minority-women-inclusion/minority-women-inclusion.shtml' }, { 'category' : 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Division of Investment Management regarding a January 19, 2011, Conference Call with Representatives of Managed Funds Association', 'from': 'Division of Investment Management', 'meeting_time': '2011-02-08T00:00:00' , 'organizations': [ 'Managed Funds Association' ] , 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-18.pdf' , 'type': 'Conference Call' , 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml' }, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 16, 2010, meeting with representatives of RiskMetrics Group', 'from': 'Office of Investment Adviser Regulation, Division of Investment Management', 'meeting_time': '2010-11-16T00:00:00', 'organizations': [ 'RiskMetrics Group'] , 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-17.pdf' , 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml' }, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 4, 2010, meeting with representatives of Albourne Partners Limited' , 'from': 'Office of Investment Adviser Regulation, Division of Investment Management', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Albourne Partners Limited'] , 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an October 12, 2010, conference call with The Yale Endowment', 'from': 'Office of Investment Adviser Regulation, Division of Investment Management' , 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Yale Endowment'] , 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-14.pdf' , 'type': 'conference call' , 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml' }, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of the Chairman regarding an October 7, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00' , 'organizations': [ 'Alternative Investment Management Association' ], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Forum' ], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2806.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00' , 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2805.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml' }, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Elisse B. Walter' , 'meeting_time': '2010-10-07T00:00:00' , 'organizations': [ 'Securities Industry', 'Financial Markets Association'] , 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf', 'type': 'meeting' , 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act' , 'description': 'Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC', 'from': 'Office of Investment Adviser Regulation and Division of Investment Management', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Tiedemann Wealth Management LLC'] , 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-10.pdf' , 'type': 'conference call' , 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a September 9, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management and the Division of Risk, Strategy and Financial Innovation, regarding an August 11, 2010 conference call with representatives from the Managed Funds Association and staff from the Commodity Futures Trading Commission', 'from': 'Division of Investment Management and the Division of Risk, Strategy and Financial Innovation,', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'Managed Funds Association', 'Commodity Futures Trading Commission'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-5.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': u'Memorandum from the Division of Investment Management regarding a November 1, 2010, conference call with representatives of the Pennsylvania Public School Employees\x92 Retirement System', 'from': u'Division of Investment Management', 'meeting_time': '2010-11-01T00:00:00', 'organizations': [ u'Pennsylvania Public School Employees\x92 Retirement System'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-28.pdf', 'type': u'conference call', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 27, 2010 meeting with members and representatives of the National Venture Capital Association', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-27T00:00:00', 'organizations': [ 'National Venture Capital Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-26.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an October 28, 2010, meeting with representatives of the National Venture Capital Association and Proskauer Rose LLP', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'National Venture Capital Association', 'Proskauer Rose LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-22.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 27, 2010 meeting with members and representatives of the National Venture Capital Association', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-27T00:00:00', 'organizations': [ 'National Venture Capital Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-21.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an October 19, 2010, conference call with Dechert LLP', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-19T00:00:00', 'organizations': [ 'Dechert LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-19.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an October 12, 2010, conference call with The Yale Endowment', 'from': 'Office of Investment Adviser Regulation, Division of Investment Management', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Yale Endowment'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-14.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2806.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2805.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-07T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Compliance Inspections and Examinations regarding a October 6, 2010 meeting with the Alternative Investment Management Association', 'from': 'Office of Compliance Inspections and Examinations', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-127.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an October 4, 2010, meeting with representatives of National Venture Capital Association and Proskauer Rose LLP', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'National Venture Capital Association', 'Proskauer Rose LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-17.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an September 28, 2010, conference call with Proskauer Rose LLP', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Proskauer Rose LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-18.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a September 20, 2010, meeting with representatives of Gunderson Dettmer', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-24T00:00:00', 'organizations': [ 'Gunderson Dettmer'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of the National Venture Capital Association', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'National Venture Capital Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives from Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'Gunderson Dettmer Stough Villeneuve Franklin & Hachigian LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC', 'from': 'Office of Investment Adviser Regulation and Division of Investment Management', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Tiedemann Wealth Management LLC'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-10.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Mayer Brown LLP', 'from': 'Office of Investment Adviser Regulation and Division of Investment Management', 'meeting_time': '2010-09-13T00:00:00', 'organizations': [ 'Mayer Brown LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-11.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 30, 2010, telephone call with representatives of the National Venture Capital Association.', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'National Venture Capital Association.'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions-7.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-iv/exemptions/exemptions.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2806.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/family-offices/family-offices.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2805.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/family-offices/family-offices.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-07T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/family-offices/family-offices.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a September 7, 2010 meeting with the representatives of The Private Investors Coalition, Inc.', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-08T00:00:00', 'organizations': [ 'The Private Investors Coalition Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/family-offices/familyoffices-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/family-offices/family-offices.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-07T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/new-threshold/new-threshold.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/new-threshold/new-threshold.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/new-threshold/new-threshold.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-07T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/accredited-investor/accredited-investor.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 5, 2010, meeting with representatives of the State of Alaska', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'State of Alaska'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/accredited-investor/accreditedinvestor-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/accredited-investor/accredited-investor.shtml'}, { 'category': 'Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an October 5, 2010, meeting with representatives of the State of Alaska', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'State of Alaska'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/accredited-investor/accreditedinvestor-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-iv/accredited-investor/accredited-investor.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a September 1, 2011, conference call with representatives of Credit Suisse Asset Management ', 'from': 'Division of Investment Management', 'meeting_time': '2011-09-01T00:00:00', 'organizations': [ 'Credit Suisse Asset Management'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-45.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 9, 2011, meeting with representatives of Goldman Sachs, JP Morgan, and Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-09T00:00:00', 'organizations': [ 'Goldman Sachs', 'JP Morgan', 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-37.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a June 3, 2011, conference call with representatives of Goldman Sachs', 'from': 'Division of Investment Management', 'meeting_time': '2011-06-03T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-39.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a May 20, 2011, meeting with representatives of American Council of Life Insurers', 'from': 'Division of Investment Management', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'American Council of Life Insurers'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-35.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 18, 2011, meeting with representatives of RBC Capital Markets and Sullivan &\r\nCromwell LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-18T00:00:00', 'organizations': [ 'RBC Capital Markets', 'Sullivan &\r\nCromwell LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-34.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an April 28, 2011, meeting with representatives of Royal Bank of Canada', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-04-28T00:00:00', 'organizations': [ 'Royal Bank of Canada'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-30.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets, regarding an April 20, 2011, meeting with representatives of Credit Suisse', 'from': 'Division of Trading and Markets,', 'meeting_time': '2011-04-22T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-29.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets, regarding an April 13, 2011, meeting with representatives of Americans for Financial Reform', 'from': 'Division of Trading and Markets,', 'meeting_time': '2011-04-13T00:00:00', 'organizations': [ 'Americans for Financial Reform'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-28.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-07T00:00:00', 'organizations': [ 'Board of SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2939.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets, regarding an April 6, 2011, meeting with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets,', 'meeting_time': '2011-04-06T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-26.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets, regarding a March 29, 2011, meeting with representatives of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets,', 'meeting_time': '2011-03-29T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-23.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a March 16, 2011, meeting with representatives of the Securities Industry and Financial Markets Association', 'from': 'Division of Investment Management', 'meeting_time': '2011-03-16T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-22.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with a representative of the Goldman Sachs Group, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-03-09T00:00:00', 'organizations': [ 'Goldman Sachs Group Inc'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-117.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a February 24, 2011, meeting with representatives of the Financial Services Roundtable', 'from': 'Division of Investment Management', 'meeting_time': '2011-02-24T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding a February 16, 2011, meeting with representatives of Barclays Capital', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2011-02-16T00: 00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-06-11/s70611-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-02-04T00:00:00', 'organizations': [ 'Barclays Capital Inc'], 'pdf_url': 'http://sec.gov/comments/s7-06-11/s70611-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets and the Division of Risk, Strategy, and Financial Innovation regarding a February 3, 2011 telephone call with representatives of Woodbine Associates, Inc.', 'from': 'Division of Trading and Markets and the Division of Risk, Strategy, and Financial Innovation', 'meeting_time': '2011-02-04T00:00:00', 'organizations': [ 'Woodbine Associates Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-18.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley', 'from': 'Office of the Chairman', 'meeting_time': '2011-01-11T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-44.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse', 'from': 'Office of the Chairman', 'meeting_time': '2011-01-11T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-43.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 17, 2010, meeting with representatives of BNY ConvergEx Group, LLC', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'BNY ConvergEx Group LLC'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-320.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Office of Legislative and Intergovernmental Affairs regarding a December 13, 2010 telephone call with staff from Senators Merkley and Levin's offices", 'from': 'Office of Legislative and Intergovernmental Affairs', 'meeting_time': '2010-12-14T00:00:00', 'organizations': [ 'Senators Merkley', "Levin's offices"], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-17.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a December 8, 2010 meeting with representatives of Citigroup', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-09T00:00:00', 'organizations': [ 'Citigroup'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a December 2, 2010 meeting with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-09T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 30, 2010 meeting with representatives of JP Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-09T00:00:00', 'organizations': [ 'JP Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-14.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 29, 2010 meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-09T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 29, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-09T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a December 1, 2010, meeting with representatives of BlackRock', 'from': 'Office of the Chairman', 'meeting_time': '2010-12-01T00:00:00', 'organizations': [ 'BlackRock'], 'pdf_url': 'http://sec.gov/comments/4-619/4619-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an November 8, 2010 meeting with representatives of Credit Suisse', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-08T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-11.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an October 22, 2010 meeting with representatives of the Silicon Valley Bank Financial Group', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-22T00:00:00', 'organizations': [ 'Silicon Valley Bank Financial Group'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Labor Union Representatives'], 'pdf_url': 'http://sec.gov/comments/s7-10-09/s71009-725.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2806.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2805.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Legislative and Intergovernmental Affairs regarding a September 30, 2010 meeting with staff of Senator Jeff Merkley and Senator Carl Levin ', 'from': 'Office of Legislative and Intergovernmental Affairs', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Senator Jeff Merkley', 'Senator Carl Levin'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Legislative and Intergovernmental Affairs regarding a September 17, 2010 meeting with staff of Senator Jeff Merkley and Senator Carl Levin ', 'from': 'Office of Legislative and Intergovernmental Affairs', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Senator Jeff Merkley', 'Senator Carl Levin'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/prohibitions/prohibitions.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-02-04T00:00:00', 'organizations': [ 'Barclays Capital Inc'], 'pdf_url': 'http://sec.gov/comments/s7-06-11/s70611-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/conflicts-of-interest/conflicts-of-interest.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley', 'from': 'Office of the Chairman', 'meeting_time': '2011-01-11T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-44.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/conflicts-of-interest/conflicts-of-interest.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse', 'from': 'Office of the Chairman', 'meeting_time': '2011-01-11T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-43.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/conflicts-of-interest/conflicts-of-interest.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets and the Division of Risk, Strategy and Financial Innovation regarding an October 22, 2010 meeting with representatives of Association of Institutional Investors', 'from': 'Division of Trading and Markets and the Division of Risk, Strategy and Financial Innovation', 'meeting_time': '2010-10-22T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/df-title-vi/conflicts-of-interest/conflictsofinterest-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/conflicts-of-interest/conflicts-of-interest.shtml'}, { 'category': 'Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley', 'from': 'Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vi/conflicts-of-interest/conflicts-of-interest.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 6, 2012, meeting with representatives from the Association of Financial Guaranty Insurers', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-08-10T00:00:00', 'organizations': [ 'Association of Financial Guaranty Insurers'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-97.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 15, 2011 meeting with representatives of the Investment Company Institute', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-15T00:00:00', 'organizations': [ 'Investment Company Institute'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-179.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 15, 2011, meeting with representatives from Siemens Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Siemens Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-175.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 11, 2011, telephonic meeting with Robert Colby of Davis Polk & Wardwell LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Robert Colby of Davis Polk & Wardwell LLP'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-167.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 28, 2011 telephonic meeting with representatives of Cleary Gottlieb Steen & Hamilton LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-28T00:00:00', 'organizations': [ 'Cleary Gottlieb Steen & Hamilton LLP'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-160.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 28, 2011 telephonic meeting with representatives of International Swaps and Derivatives Association, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-28T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-158.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 24, 2011 telephonic meeting with Edward Rosen', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-28T00:00:00', 'organizations': [ 'Edward Rosen'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-157.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 18, 2011 telephonic meeting with representatives of Markit', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-23T00:00:00', 'organizations': [ 'Markit'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-154.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 21, 2011 telephonic meeting with representatives of International Swaps and Derivatives Association, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-153.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with a representative of the Goldman Sachs Group, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-03-09T00:00:00', 'organizations': [ 'Goldman Sachs Group Inc'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-117.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 23, 2011 meeting with representatives of the Property Casualty Insurers Association of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-23T00:00:00', 'organizations': [ 'Property Casualty Insurers Association of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-144.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a telephonic meeting with representatives of the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-22T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-142.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 17, 2011 meeting with representatives of the Bank for International Settlements', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-17T00:00:00', 'organizations': [ 'Bank for International Settlements'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-141.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 14, 2011 meeting with representatives of Weil, Gotshal & Manges LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-14T00:00:00', 'organizations': [ 'Weil', 'Gotshal & Manges LLP'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-91.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 27, 2011, meeting of the OTC Derivatives Supervisors Group (ODSG) with major participants in the OTC derivatives market', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-10T00:00:00', 'organizations' : [ 'major participants in the OTC derivatives market'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-139.pdf', 'type': 'meeting of the OTC Derivatives Supervisors Group (ODSG)', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 27, 2011, meeting of the OTC Derivatives Supervisors Group (ODSG) with major participants in the OTC derivatives market', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-10T00:00:00', 'organizations': [ 'major participants in the OTC derivatives market'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-139.pdf', 'type': 'meeting of the OTC Derivatives Supervisors Group (ODSG)', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 4, 2011, telephonic meeting with Ed Rosen of Cleary Gottlieb Steen & Hamilton LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-04T00:00:00', 'organizations': [ 'Ed Rosen of Cleary Gottlieb Steen & Hamilton LLP'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-137.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a January 31, 2011, meeting with representatives of Nomura Holding America Inc.', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-01-31T00:00:00', 'organizations': [ 'Nomura Holding America Inc.'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 17, 2010 meeting with representatives of Property Casualty Association of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-17T00:00:00', 'organizations': [ 'Property Casualty Association of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-124.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum regarding an October 14, 2010 meeting with representatives of Depository Trust Clearing Corporation', 'from': '', 'meeting_time': '2010-11-16T00:00:00', 'organizations': [ 'Depository Trust Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-121.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 12, 2010 meeting with representatives of the International Swaps and Derivatives Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-125.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 12, 2010 meeting with representatives of MetLife', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'MetLife'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-123.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'ERISA-Regulated Pension Plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-120.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 8, 2010 meeting with representatives of the American Council of Life Insurers', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-08T00:00:00', 'organizations': [ 'American Council of Life Insurers'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-122.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of the Credit Derivatives Product Companies', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Credit Derivatives Product Companies'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-113.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-111.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 27, 2010 phone conference with representatives of Chatham Financial', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-27T00:00:00', 'organizations': [ 'Chatham Financial'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-108.pdf', 'type': 'phone conference', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 14, 2010 meeting with representatives of UBS', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'UBS'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-2.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'various Buy-Side Firms'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-103.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-102.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2806.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2805.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an October 6, 2010 meeting with representatives of PIMCO', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-100.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 5, 2010 meeting with representatives of JP Morgan', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'JP Morgan'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-117.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-04T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-97.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 29, 2010 meeting with representatives of the National Association of Insurance Commissioners', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-29T00:00:00', 'organizations': [ 'National Association of Insurance Commissioners'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-94.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010, meeting with representatives of the Coalition for Derivatives End Users', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Coalition for Derivatives End Users'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-95.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Javelin Capital Markets LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of the Pan-Canadian Investors Committee for Third-Party Structured Asset-Backed Commercial Paper', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Pan-Canadian Investors Committee for Third-Party Structured Asset-Backed Commercial Paper'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-91.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 21, 2010 meeting with the Financial Services Roundtable', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-89.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an September 22, 2010 meeting with representatives of Assured Guaranty', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'Assured Guaranty'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-88.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 20, 2010 meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-93.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'CFTC', 'certain pension plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-85.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with certain industry representatives', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'certain industry representatives'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-82.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of the Not-For-Profit Energy End User Coalition', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Not-For-Profit Energy End User Coalition'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-104.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/s7-27-09/s72709-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 9, 2010 meeting with representatives of the Alternative Investment Management Association (AIMA) ', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'Alternative Investment Management Association (AIMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-66.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 2, 2010 meeting with representatives of Assured Guaranty', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-07T00:00:00', 'organizations': [ 'Assured Guaranty'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-76.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-02T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-96.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 teleconference with representatives of Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Goldman', 'Sachs & Co.', 'Goldman Sachs Execution & Clearing LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-67.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-31T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-86.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Government of Singapore Investment Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 24, 2010 meeting with representatives of Trumarx Data Partners', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Trumarx Data Partners'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'National Association of College', 'University Business Officers (NACUBO)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-74.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of D.E. Shaw', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-23T00:00:00', 'organizations': [ 'D.E. Shaw'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-75.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the dealer industry', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-17T00:00:00', 'organizations': [ 'dealer industry'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 13, 2010 meeting with representatives from The Cypress Group and Koch Companies Public Sector, LLC', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-08-13T00:00:00', 'organizations': [ 'Cypress Group', 'Koch Companies Public Sector LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 9, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-10T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-84.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-16-10/s71610.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 7, 2013, meeting with representatives from the International Swaps and Derivatives Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-11-14T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-96.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 15, 2013, meeting with representatives from Citigroup', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-02-15T00:00:00', 'organizations': [ 'Citigroup'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-95.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 18, 2013, meeting with representatives from Barclays', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-01-18T00:00:00', 'organizations': [ 'Barclays'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-94.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2012, meeting with representatives from SIFMA', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-09-28T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-93.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 21, 2012, meeting with representatives from Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-09-21T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 2, 2012, meeting with representatives of JP Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-08-03T00:00:00', 'organizations': [ 'JP Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-91.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 13, 2012 meeting with representatives of Barclays', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-07-03T00:00:00', 'organizations': [ 'Barclays'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-89.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 6, 2012 meeting with representatives of Americans for Financial Reform, Public Citizen, and University of Maryland Center for Health & Homeland Security', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-06-06T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'Public Citizen', 'University of Maryland Center for Health & Homeland Security'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 5, 2012, meeting with representatives from Natixis', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-06-05T00:00:00', 'organizations': [ 'Natixis'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-88.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 23, 2012, conference call with representatives from KfW Bankengruppe', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-05-23T00:00:00', 'organizations': [ 'KfW Bankengruppe'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-86.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2012, meeting with representatives from Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-05-04T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'Public Citizen', 'International Brotherhood of Teamsters'], 'pdf_url': 'http://sec.gov/comments/s7-16-11/s71611-76.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 24, 2012, meeting with a representative from Newedge USA', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-04-24T00:00:00', 'organizations': [ 'Newedge USA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-85.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 10, 2012, meeting with representatives from SIFMA', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-04-17T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-84.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 19, 2012, meeting with representatives of Credit Suisse Group AG', 'from': 'Office of the Chairman', 'meeting_time': '2012-04-19T00:00:00', 'organizations': [ 'Credit Suisse Group AG'], 'pdf_url': 'http://sec.gov/comments/s7-41-11/s74111-561.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 5, 2012, call with representatives of Davis Polk & Wardwell LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-03-05T00:00:00', 'organizations': [ 'Davis Polk & Wardwell LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-82.pdf', 'type': 'call', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 2, 2012, call with a representative of J.P. Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-03-02T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-83.pdf', 'type': 'call', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a December 7, 2011 meeting with representatives of SIFMA', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-12-07T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-81.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 30, 2011, meeting with representatives from international banks', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-11-30T00:00:00', 'organizations': [ 'international banks'], 'pdf_url': 'http://sec.gov/comments/s7-06-11/s70611-95.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 29, 2011, meeting with representatives from the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-11-29T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-80.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2011, meeting with representatives from Barclays', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-28T00:00:00', 'organizations': [ 'Barclays'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-79.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a meeting with a Representative of the Swaps & Derivatives Market Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-26T00:00:00', 'organizations': [ 'Swaps & Derivatives Market Association'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-48.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 8, 2011, meeting with representatives from Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-15T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-78.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 8, 2011, meeting with representatives from Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-08T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-77.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2011, meeting with representatives from CIEBA', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-08-12T00:00:00', 'organizations': [ 'CIEBA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 2, 2011, meeting with representatives from Barclays', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-08-02T00:00:00', 'organizations': [ 'Barclays'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-67.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a July 19, 2011, meeting with representatives from J.P. Morgan Chase', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-07-19T00:00:00', 'organizations': [ 'J.P. Morgan Chase'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-66.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 9, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-07-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-62.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 22, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-07-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-61.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 21, 2011, meeting with representatives from various pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-21T00:00:00', 'organizations': [ 'various pension plans'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-59.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 15, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-20T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-58.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 26, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-02T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-57.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a May 11, 2011, meeting with representatives of Nomura', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2011-05-27T00:00:00', 'organizations': [ 'Nomura'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-56.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 15, 2011, meeting with representatives from Siemens Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Siemens Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-175.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 11, 2011, meeting with representatives of Nomura', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2011-05-16T00:00:00', 'organizations': [ 'Nomura'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-55.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-16T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-54.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 11, 2011, telephonic meeting with Robert Colby of Davis Polk & Wardwell LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Robert Colby of Davis Polk & Wardwell LLP'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-167.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 5, 2011, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-05T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-53.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 5, 2011 meeting with representatives of Barclays Capital', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2011-05-05T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-52.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 15, 2011 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-04-28T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-51.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-114.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Division of Trading and Markets regarding a Meeting with Representatives of the California State Teachers' Retirement System", 'from': 'Division of Trading and Markets', 'meeting_time': '2011-04-15T00:00:00', 'organizations': [ "California State Teachers' Retirement System"], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-106.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 4, 2011 meeting with Representatives of U.S. and International Banks', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-04T00:00:00', 'organizations': [ 'U.S.', 'International Banks'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-48.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 27, 2011, meeting of the OTC Derivatives Supervisors Group (ODSG) with major participants in the OTC derivatives market', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-10T00:00:00', 'organizations': [ 'major participants in the OTC derivatives market'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-139.pdf', 'type': 'meeting of the OTC Derivatives Supervisors Group (ODSG)', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 4, 2011, telephonic meeting with Ed Rosen of Cleary Gottlieb Steen & Hamilton LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-04T00:00:00', 'organizations': [ 'Ed Rosen of Cleary Gottlieb Steen & Hamilton LLP'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-137.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a January 31, 2011, meeting with representatives of Nomura Holding America Inc.', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-01-31T00:00:00', 'organizations': [ 'Nomura Holding America Inc.'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a December 8, 2010, meeting with representatives from and members of the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-08T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-41.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a November 18, 2010, meeting with representatives of PIMCO', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 30, 2010 meeting with representatives of Coalition for Derivatives End-Users', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-30T00:00:00', 'organizations': [ 'Coalition for Derivatives End-Users'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-40.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 22, 2010 meeting with representatives of Stable Value Firms', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-30T00:00:00', 'organizations': [ 'Stable Value Firms'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-39.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 17, 2010 meeting with representatives of Property Casualty Association of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-17T00:00:00', 'organizations': [ 'Property Casualty Association of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-124.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 15, 2010 meeting with representatives of Society Generale', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'Society Generale'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-36.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 12, 2010 meeting with representatives of the International Swaps and Derivatives Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-125.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'ERISA-Regulated Pension Plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-120.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of Nomura', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-10T00:00:00', 'organizations': [ 'Nomura'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-30.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 8, 2010 meeting with representatives of the American Council of Life Insurers', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-08T00:00:00', 'organizations': [ 'American Council of Life Insurers'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-122.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of the Committee of Annuity Insurers regarding Business Conduct Standards', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Committee of Annuity Insurers regarding Business Conduct Standards'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-31.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of the Credit Derivatives Product Companies', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Credit Derivatives Product Companies'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-113.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 21, 2010 meeting with American Benefits Council and CIEBA', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-21T00:00:00', 'organizations': [ 'American Benefits Council', 'CIEBA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-29.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 14, 2010 meeting with representatives of the Municipal Securities Rulemaking Board', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'Municipal Securities Rulemaking Board'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-26.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 14, 2010 meeting with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-25.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 12, 2010 meeting with representatives of the Stable Value Industry Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-12T00:00:00', 'organizations': [ 'Stable Value Industry Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-28.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 12, 2010 meeting with representatives of Markit', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-12T00:00:00', 'organizations': [ 'Markit'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-22.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an October 6, 2010 meeting with representatives of PIMCO', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-100.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 5, 2010 meeting with representatives of the National Association of Insurance Commissioners', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'National Association of Insurance Commissioners'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-27.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 1, 2010 phone conference with representatives of the International Swaps and Derivatives Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-20.pdf', 'type': 'phone conference', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 1, 2010 phone conference with dealer members of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'dealer members of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-19.pdf', 'type': 'phone conference', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010, meeting with representatives of the Coalition for Derivatives End Users', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Coalition for Derivatives End Users'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-95.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Trade Information Warehouse', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Trade Information Warehouse'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 27, 2010 consultation with representatives of Goldman, Sachs & Co.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-27T00:00:00', 'organizations': [ 'Goldman', 'Sachs & Co.'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-37.pdf', 'type': 'consultation', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of the Pan-Canadian Investors Committee for Third-Party Structured Asset-Backed Commercial Paper', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Pan-Canadian Investors Committee for Third-Party Structured Asset-Backed Commercial Paper'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-91.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 21, 2010 meeting with the Financial Services Roundtable', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-89.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an September 22, 2010 meeting with representatives of Assured Guaranty', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'Assured Guaranty'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-88.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 21, 2010 phone meeting with Omgeo', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Omgeo'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-17.pdf', 'type': 'phone meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'CFTC', 'certain pension plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-85.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with certain industry representatives', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'certain industry representatives'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-82.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'David Geen, General Counsel, International Swaps and Derivatives Association, Inc.', 'from': '', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'David Geen', 'General Counsel', 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-16.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of the Not-For-Profit Energy End User Coalition', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Not-For-Profit Energy End User Coalition'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-104.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/s7-27-09/s72709-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 9, 2010 meeting with representatives of the Alternative Investment Management Association (AIMA) ', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'Alternative Investment Management Association (AIMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-66.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 17, 2010 morning meeting with representatives of TriOptima', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'TriOptima'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-15.pdf', 'type': 'morning meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 13, 2010 meeting with representatives of Municipal Entities', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-07T00:00:00', 'organizations': [ 'Municipal Entities'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-21.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 2, 2010 meeting with representatives of Assured Guaranty', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-07T00:00:00', 'organizations': [ 'Assured Guaranty'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-76.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a series of August meetings with Peter Shapiro of Swap Financial Group', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-02T00:00:00', 'organizations': [ 'Peter Shapiro of Swap Financial Group'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-24.pdf', 'type': 'series of August meetings', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 teleconference with representatives of Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Goldman', 'Sachs & Co.', 'Goldman Sachs Execution & Clearing LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-67.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-31T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-86.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 30, 2010 consultation with Groom Law Group', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Groom Law Group'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-35.pdf', 'type': 'consultation', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'National Association of College', 'University Business Officers (NACUBO)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-74.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Government of Singapore Investment Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of D.E. Shaw', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-23T00:00:00', 'organizations': [ 'D.E. Shaw'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-75.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 20, 2010 consultation with HBK', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-23T00:00:00', 'organizations': [ 'HBK'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-38.pdf', 'type': 'consultation', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 19, 2010 consultation with Citibank', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'Citibank'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-34.pdf', 'type': 'consultation', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 19, 2010 meeting with representatives of Goldman, Sachs & Co.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'Goldman', 'Sachs & Co.'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-14.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 18, 2010 meeting with representatives of BlackRock', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-18T00:00:00', 'organizations': [ 'BlackRock'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 13, 2010 meeting with representatives of Municipal Entities', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-13T00:00:00', 'organizations': [ 'Municipal Entities'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-32.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 13, 2010 meeting with representatives from The Cypress Group and Koch Companies Public Sector, LLC', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-08-13T00:00:00', 'organizations': [ 'Cypress Group', 'Koch Companies Public Sector LLC'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a August 3, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-12T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-42.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of certain public pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-12T00:00:00', 'organizations': [ 'certain public pension plans'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the Air Transportation Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-12T00:00:00', 'organizations': [ 'Air Transportation Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-11.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 11, 2010 consultation with representatives of American Public Gas Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'American Public Gas Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-33.pdf', 'type': 'consultation', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 6, 2010 meeting with representatives of the Chicago Mercantile Exchange Group', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'Chicago Mercantile Exchange Group'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 9, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-10T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-84.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 5, 2010 meeting with representatives of the Municipal Securities Rulemaking Board', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-10T00:00:00', 'organizations': [ 'Municipal Securities Rulemaking Board'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 5, 2010 meeting with representatives of the Intercontinental Exchange', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-10T00:00:00', 'organizations': [ 'Intercontinental Exchange'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 4, 2010 meeting with representatives of the National Futures Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-10T00:00:00', 'organizations': [ 'National Futures Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the Financial Industry Regulatory Authority', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'Financial Industry Regulatory Authority'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/antimanipulationprotections-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap/swap.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 21-22, 2013 meeting between OTC Derivatives Regulators Forum members and representatives of certain central counterparties (CCPs), trade repositories (TRs) and ISDA', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-03-28T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain central counterparties (CCPs)', 'trade repositories (TRs)', 'ISDA'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-57.pdf', 'type': 'March 21-22, 2013 meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 17, 2013, meeting with representatives from MFA', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-01-17T00:00:00', 'organizations': [ 'MFA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-25.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the OTC Derivatives Regulators Forum regarding an October 16, 2012, meeting with representatives of certain central counterparties (CCPs) and trade repositories (TRs)', 'from': 'OTC Derivatives Regulators Forum', 'meeting_time': '2012-10-26T00:00:00', 'organizations': [ 'certain central counterparties (CCPs)', 'trade repositories (TRs)'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-55.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets, Division of Risk, Strategy, and Financial Innovation and Office of Compliance Inspections and Examinations, regarding a July 23, 2012, meeting with representatives from SIFMA', 'from': 'Division of Trading and Markets, Division of Risk, Strategy, and Financial Innovation and Office of Compliance Inspections and Examinations,', 'meeting_time': '2012-07-24T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-24.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 1, 2012, meeting with a representative of the Swaps & Derivatives Market Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-02-01T00:00:00', 'organizations': [ 'Swaps & Derivatives Market Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-23.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 14, 2011 meeting with representatives of JP Morgan Chase', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-11-14T00:00:00', 'organizations': [ 'JP Morgan Chase'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-50.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 5, 2011 meeting between OTC Derivatives Regulators Forum members and representatives of certain central counterparties', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-10-21T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain central counterparties'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-49.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a September 23, 2011, meeting with representatives from LCH.Clearnet', 'from': 'Office of the Chairman', 'meeting_time': '2011-10-03T00:00:00', 'organizations': [ 'LCH.Clearnet'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-22.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a September 27, 2011, meeting with representatives from Delta Strategy Group', 'from': 'Office of the Chairman', 'meeting_time': '2011-10-03T00:00:00', 'organizations': [ 'Delta Strategy Group'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-21.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a telephone call with a representative from Citadel LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-21T00:00:00', 'organizations': [ 'Citadel LLC'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-39.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a telephone call with representatives from D. E. Shaw & Co., L.P.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-20T00:00:00', 'organizations': [ 'D. E. Shaw & Co.', 'L.P.'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-40.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a telephone call with a representative from BlueMountain Capital Management LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-15T00:00:00', 'organizations': [ 'BlueMountain Capital Management LLC'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-36.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 6, 2011, telephone call with representatives of Citadel LLC and Winston & Strawn LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-06T00:00:00', 'organizations': [ 'Citadel LLC', 'Winston & Strawn LLP'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-33.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 15, 2011, meeting with representatives from Siemens Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Siemens Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-175.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 10, 2011, meeting with representatives of Citadel LLC and Delta Strategy Group', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-05-10T00:00:00', 'organizations': [ 'Citadel LLC', 'Delta Strategy Group'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-27.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-114.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 14, 2011 meeting with representative of LCH.Clearnet and Rich Feuer Group', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-04-14T00:00:00', 'organizations': [ 'LCH.Clearnet', 'Rich Feuer Group'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-120.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-07T00:00:00', 'organizations': [ 'Board of SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2939.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 5, 2011, telephone meeting with representatives of CME Group Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-04-05T00:00:00', 'organizations': [ 'CME Group Inc.'], 'pdf_url': 'http://sec.gov/comments/s7-44-10/s74410-25.pdf', 'type': 'telephone meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding March 16 and 18, 2011, telephone calls with a representative of Citadel LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-03-21T00:00:00', 'organizations': [ 'Citadel LLC'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-2.pdf', 'type': 'March 16 and 18, 2011, telephone calls', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, telephone meeting with representatives of Better Markets, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Better Markets Inc'], 'pdf_url': 'http://sec.gov/comments/s7-44-10/s74410-18.pdf', 'type': 'telephone meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'CFTC Phase-in Implementation Discussion', 'from': '', 'meeting_time': '2011-02-18T00:00:00', 'organizations': [ 'CFTC Phase-in Implementation Discussion'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-145.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a February 3, 2011, meeting with representatives of Barclays Capital', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2011-02-03T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-49.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a January 31, 2011, meeting with representatives of Nomura Holding America Inc.', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-01-31T00:00:00', 'organizations': [ 'Nomura Holding America Inc.'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a December 8, 2010, meeting with representatives of GETCO, LLC', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-12-08T00:00:00', 'organizations': [ 'GETCO LLC'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-303.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'ISDA', 'Kalorama Partners'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-99.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 17, 2010 meeting with representatives of Property Casualty Association of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-17T00:00:00', 'organizations': [ 'Property Casualty Association of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-124.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 2, 2010 meeting with the OTC Derivatives Regulators Forum members and representatives of certain central counterparties', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain central counterparties'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 12, 2010 meeting with representatives of the International Swaps and Derivatives Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-125.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 12, 2010 meeting with representatives of MetLife', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'MetLife'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-123.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'ERISA-Regulated Pension Plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-120.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-111.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with representatives and members of ISDA', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-03T00:00:00', 'organizations': [ 'ISDA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 1, 2010 meeting with representatives of ICE Trust and the Intercontinental Exchange, Inc.', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2010-11-01T00:00:00', 'organizations': [ 'ICE Trust', 'Intercontinental Exchange Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elise Walter regarding a October 13, 2010 meeting with representatives of Goldman Sachs', 'from': 'Office of Commissioner Elise Walter', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'various Buy-Side Firms'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-103.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with Financial Services Forum', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-102.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2806.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2805.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 6, 2010 meeting with representatives of ICE Link', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'ICE Link'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting representatives of the ICE Trust', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-30T00:00:00', 'organizations': [ 'ICE Trust'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-6.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a September 21, 2010, meeting with representatives of NYSE', 'from': 'Office of the Chairman', 'meeting_time': '2010-09-29T00:00:00', 'organizations': [ 'NYSE'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-286.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Javelin Capital Markets LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 21, 2010 meeting with the Financial Services Roundtable', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-89.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'CFTC', 'certain pension plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-85.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/co mments/s7-27-09/s72709-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 9, 2010 meeting with representatives of the Alternative Investment Management Association (AIMA) ', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'Alternative Investment Management Association (AIMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-66.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 8, 2010 meeting with representatives of Tradeweb, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-08T00:00:00', 'organizations': [ 'Tradeweb LLC'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 2, 2010 meeting with representatives of Assured Guaranty', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-07T00:00:00', 'organizations': [ 'Assured Guaranty'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-76.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 teleconference with representatives of Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Goldman', 'Sachs & Co.', 'Goldman Sachs Execution & Clearing LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-67.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-31T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-86.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'National Association of College', 'University Business Officers (NACUBO)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-74.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Government of Singapore Investment Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-08-16T00:00:00', 'organizations': [ 'Nasdaq'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-277.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 13, 2010 meeting with representatives from The Cypress Group and Koch Companies Public Sector, LLC', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-08-13T00:00:00', 'organizations': [ 'Cypress Group', 'Koch Companies Public Sector LLC'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/antimanipulationprotections-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatory-clearing.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets, Division of Risk, Strategy, and Financial Innovation and Office of Compliance Inspections and Examinations, regarding a July 23, 2012, meeting with representatives from SIFMA', 'from': 'Division of Trading and Markets, Division of Risk, Strategy, and Financial Innovation and Office of Compliance Inspections and Examinations,', 'meeting_time': '2012-07-24T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-24.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 8, 2011, meeting with representatives from the Swaps and Derivatives Market Association (SDMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-16T00:00:00', 'organizations': [ 'Swaps', 'Derivatives Market Association (SDMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-33.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 15, 2011, meeting with representatives from Siemens Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Siemens Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-175.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 6, 2011 meeting with representatives of ICE Inc. and Creditex', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-06T00:00:00', 'organizations': [ 'ICE Inc.', 'Creditex'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-32.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-114.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'CFTC Phase-in Implementation Discussion', 'from': '', 'meeting_time': '2011-02-18T00:00:00', 'organizations': [ 'CFTC Phase-in Implementation Discussion'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-145.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 26, 2011, meeting with representatives from Bloomberg L.P.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-01-27T00:00:00', 'organizations': [ 'Bloomberg L.P.'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-28.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Office of Commissioner Aguilar regarding a January 19, 2011, meeting with representatives of Wholesale Market Brokers' Association, Americas", 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2011-01-24T00:00:00', 'organizations': [ "Wholesale Market Brokers' Association", 'Americas'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-26.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets Regarding a January 20, 2011, Meeting with Representatives from Pivot, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-01-20T00:00:00', 'organizations': [ 'Pivot Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-29.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Division of Trading and Markets regarding a meeting with representatives of Wholesale Market Brokers' Association", 'from': 'Division of Trading and Markets', 'meeting_time': '2011-01-19T00:00:00', 'organizations': [ "Wholesale Market Brokers' Association"], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-27.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a December 8, 2010, meeting with representatives of GETCO, LLC', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'GETCO LLC'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-319.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Office of Commissioner Aguilar regarding a December 8, 2010, meeting with representatives of Wholesale Market Brokers' Association, Americas", 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-12-08T00:00:00', 'organizations': [ "Wholesale Market Brokers' Association", 'Americas'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-22.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'ISDA', 'Kalorama Partners'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-99.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Office of Commissioner Walter regarding a December 2, 2010, meeting with representatives of Wholesale Market Brokers' Association, Americas", 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-02T00:00:00', 'organizations': [ "Wholesale Market Brokers' Association", 'Americas'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-25.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 18, 2010, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-11-18T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-31.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 12, 2010 meeting with representatives of the International Swaps and Derivatives Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-125.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 12, 2010 meeting with representatives of MetLife', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'MetLife'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-123.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': u'Memorandum from the Division of Trading and Markets Regarding a November 10, 2010, Meeting with Representatives from the Wholesale Markets Brokers\x92 Association', 'from': u'Division of Trading and Markets', 'meeting_time': '2011-11-10T00:00:00', 'organizations': [ u'Wholesale Markets Brokers\x92 Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-30.pdf', 'type': u'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-111.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with representatives of Benchmark Solutions', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-03T00:00:00', 'organizations': [ 'Benchmark Solutions'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with representatives and members of ISDA', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-03T00:00:00', 'organizations': [ 'ISDA'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 14, 2010 meeting with representatives of UBS', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'UBS'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-2.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 14, 2010 phone conference with representatives of TriOptima', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'TriOptima'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-15.pdf', 'type': 'phone conference', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with Financial Services Forum', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elise Walter regarding a October 13, 2010 meeting with representatives of Goldman Sachs', 'from': 'Office of Commissioner Elise Walter', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 13, 2010 meeting with representatives of Goldman Sachs', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-1.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'various Buy-Side Firms'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-103.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 phone conference with a representative of TradeWeb', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'TradeWeb'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-14.pdf', 'type': 'phone conference', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-102.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 6, 2010 meeting with representatives of ICE Link', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'ICE Link'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding an October 5, 2010 meeting with representatives of JPMorgan Chase & Co.', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'JPMorgan Chase & Co.'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an October 5, 2010 meeting with representatives of J.P. Morgan', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding an October 5, 2010 meeting with representatives of JPMorgan', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'JPMorgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-11.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 1, 2010 phone conference with representatives of the International Swaps and Derivatives Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-20.pdf', 'type': 'phone conference', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 1, 2010 phone conference with dealer members of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'dealer members of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-19.pdf', 'type': 'phone conference', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-30T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Javelin Capital Markets LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010, meeting with representatives of JPMorgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'JPMorgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with certain industry representatives', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'certain industry representatives'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-82.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 9, 2010 meeting with representatives of the Alternative Investment Management Association (AIMA) ', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'Alternative Investment Management Association (AIMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-66.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 8, 2010 meeting with representatives of Tradeweb, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-08T00:00:00', 'organizations': [ 'Tradeweb LLC'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of USB', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-03T00:00:00', 'organizations': [ 'USB'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-02T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-96.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-31T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-86.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'National Association of College', 'University Business Officers (NACUBO)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-74.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Government of Singapore Investment Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 19, 2010 phone meeting with JPMorgan Chase & Co. regarding OTC Derivative Legislation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'JPMorgan Chase & Co. regarding OTC Derivative Legislation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-6.pdf', 'type': 'phone meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the dealer industry', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-17T00:00:00', 'organizations': [ 'dealer industry'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-08-16T00:00:00', 'organizations': [ 'Nasdaq'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-277.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 11, 2010 meeting with representatives of J.P. Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/antimanipulationprotections-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010, meeting with representatives of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-2.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatory-facilities.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 21-22, 2013 meeting between OTC Derivatives Regulators Forum members and representatives of certain central counterparties (CCPs), trade repositories (TRs) and ISDA', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-03-28T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain central counterparties (CCPs)', 'trade repositories (TRs)', 'ISDA'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-57.pdf', 'type': 'March 21-22, 2013 meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the OTC Derivatives Regulators Forum regarding an October 16, 2012, meeting with representatives of certain central counterparties (CCPs) and trade repositories (TRs)', 'from': 'OTC Derivatives Regulators Forum', 'meeting_time': '2012-10-26T00:00:00', 'organizations': [ 'certain central counterparties (CCPs)', 'tr ade repositories (TRs)'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-55.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 5, 2011 meeting between OTC Derivatives Regulators Forum members and representatives of certain central counterparties', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-10-21T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain central counterparties'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-49.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a meeting with a Representative of the Swaps & Derivatives Market Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-26T00:00:00', 'organizations': [ 'Swaps & Derivatives Market Association'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-48.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a telephone call with a representative from Citadel LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-21T00:00:00', 'organizations': [ 'Citadel LLC'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-39.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a telephone call with representatives from D. E. Shaw & Co., L.P.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-20T00:00:00', 'organizations': [ 'D. E. Shaw & Co.', 'L.P.'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-40.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a telephone call with a representative from BlueMountain Capital Management LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-15T00:00:00', 'organizations': [ 'BlueMountain Capital Management LLC'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-36.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 6, 2011, telephone call with representatives of Citadel LLC and Winston & Strawn LLP', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-06T00:00:00', 'organizations': [ 'Citadel LLC', 'Winston & Strawn LLP'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-33.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 3, 2011, telephonic meeting with representatives from BNY Mellon Clearing', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-03T00:00:00', 'organizations': [ 'BNY Mellon Clearing'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-15.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 10, 2011, meeting with representatives of Citadel LLC and Delta Strategy Group', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-05-10T00:00:00', 'organizations': [ 'Citadel LLC', 'Delta Strategy Group'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-27.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 5, 2011, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-05T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-53.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-114.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding March 16 and 18, 2011, telephone calls with a representative of Citadel LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-03-21T00:00:00', 'organizations': [ 'Citadel LLC'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-2.pdf', 'type': 'March 16 and 18, 2011, telephone calls', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'CFTC Phase-in Implementation Discussion', 'from': '', 'meeting_time': '2011-02-18T00:00:00', 'organizations': [ 'CFTC Phase-in Implementation Discussion'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-145.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a January 31, 2011, meeting with representatives of Nomura Holding America Inc.', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-01-31T00:00:00', 'organizations': [ 'Nomura Holding America Inc.'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'ISDA', 'Kalorama Partners'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-99.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of LCH.Clearnet and Rich Feuer Group', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'LCH.Clearnet', 'Rich Feuer Group'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-98.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 2, 2010 meeting with the OTC Derivatives Regulators Forum members and representatives of certain central counterparties', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain central counterparties'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'ERISA-Regulated Pension Plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-120.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 13, 2010 meeting with representatives of Goldman Sachs', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-1.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'various Buy-Side Firms'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-103.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Risk, Strategy, and Financial Innovation regarding an October 8, 2010 meeting with representatives from The Depository Trust & Clearing Corporation', 'from': 'Division of Risk, Strategy, and Financial Innovation', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Depository Trust & Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a September 30, 2010 meeting with representatives of The Depository Trust & Clearing Corporation', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'Depository Trust & Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting representatives of the ICE Trust', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-30T00:00:00', 'organizations': [ 'ICE Trust'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-6.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Javelin Capital Markets LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'CFTC', 'certain pension plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-85.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 17, 2010 afternoon meeting with representatives of TriOptima', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'TriOptima'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-7.pdf', 'type': 'afternoon meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 8, 2010 meeting with representatives of Tradeweb, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-08T00:00:00', 'organizations': [ 'Tradeweb LLC'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of D.E. Shaw', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-23T00:00:00', 'organizations': [ 'D.E. Shaw'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-75.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 12, 2010 meeting with representatives of the dealer industry', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-17T00:00:00', 'organizations': [ 'dealer industry'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-08-16T00:00:00', 'organizations': [ 'Nasdaq'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-277.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 11, 2010 meeting with representatives of J.P. Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 19, 2010 phone meeting with JPMorgan Chase & Co. regarding OTC Derivative Legislation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'JPMorgan Chase & Co. regarding OTC Derivative Legislation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-6.pdf', 'type': 'phone meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/antimanipulationprotections-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/governance/governance.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 7, 2013, meeting with representatives from the International Swaps and Derivatives Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-11-14T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-96.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 21-22, 2013 meeting between OTC Derivatives Regulators Forum members and representatives of certain central counterparties (CCPs), trade repositories (TRs) and ISDA', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-03-28T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain central counterparties (CCPs)', 'trade repositories (TRs)', 'ISDA'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-57.pdf', 'type': 'March 21-22, 2013 meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the OTC Derivatives Regulators Forum regarding an October 16, 2012, meeting with representatives of certain central counterparties (CCPs) and trade repositories (TRs)', 'from': 'OTC Derivatives Regulators Forum', 'meeting_time': '2012-10-26T00:00:00', 'organizations': [ 'certain central counterparties (CCPs)', 'trade repositories (TRs)'], 'pdf_url': 'http://sec.gov/comments/s7-08-11/s70811-55.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 20, 2011, meeting with representatives from Trade Information Warehouse', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-10-24T00:00:00', 'organizations': [ 'Trade Information Warehouse'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 4, 2011 meeting between OTC Derivatives Regulators Forum members and representatives of certain trade repositories', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-10-21T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain trade repositories'], 'pdf_url': 'http://sec.gov/comments/s7-35-10/s73510-35.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-114.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a November 18, 2010, meeting with representatives of PIMCO', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with OTC Derivatives Regulators Forum members and representatives of certain trade repositories', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'OTC Derivatives Regulators Forum members', 'certain trade repositories'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-14.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 12, 2010 meeting with representatives of the International Swaps and Derivatives Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-125.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'ERISA-Regulated Pension Plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-120.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 13, 2010 meeting with representatives of Goldman Sachs', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-1.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Risk, Strategy, and Financial Innovation regarding an October 8, 2010 meeting with representatives from The Depository Trust & Clearing Corporation', 'from': 'Division of Risk, Strategy, and Financial Innovation', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Depository Trust & Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-102.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a September 30, 2010 meeting with representatives of The Depository Trust & Clearing Corporation', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'Depository Trust & Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Oracle', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Oracle'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with J.P. Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Financial Industry Regulatory Authority', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Financial Industry Regulatory Authority'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Depository Trust & Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Depository Trust & Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Reval', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-29T00:00:00', 'organizations': [ 'Reval'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-29T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'CFTC', 'certain pension plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-85.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'David Geen, General Counsel, International Swaps and Derivatives Association, Inc.', 'from': '', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'David Geen', 'General Counsel', 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-16.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of Bloomberg LP', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-16T00:00:00', 'organizations': [ 'Bloomberg LP'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-2.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/s7-27-09/s72709-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 17, 2010 afternoon meeting with representatives of TriOptima', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'TriOptima'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-7.pdf', 'type': 'afternoon meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 19, 2010 phone meeting with JPMorgan Chase & Co. regarding OTC Derivative Legislation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'JPMorgan Chase & Co. regarding OTC Derivative Legislation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-6.pdf', 'type': 'phone meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a August 3, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-12T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-42.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 11, 2010 meeting with representatives of J.P. Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/antimanipulationprotections-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swap-data-repositories.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a September 27, 2011, meeting with representatives from Delta Strategy Group', 'from': 'Office of the Chairman', 'meeting_time': '2011-10-03T00:00:00', 'organizations': [ 'Delta Strategy Group'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-21.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-114.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'CFTC Phase-in Implementation Discussion', 'from': '', 'meeting_time': '2011-02-18T00:00:00', 'organizations': [ 'CFTC Phase-in Implementation Discussion'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-145.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a January 31, 2011, meeting with representatives of Nomura Holding America Inc.', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-01-31T00:00:00', 'organizations': [ 'Nomura Holding America Inc.'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a December 8, 2010, meeting with representatives from and members of the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-08T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-41.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'ISDA', 'Kalorama Partners'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-99.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a November 18, 2010, meeting with representatives of PIMCO', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-12-03T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/s7-34-10/s73410-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 30, 2010, telephone conference with representatives of BlackRock', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-30T00:00:00', 'organizations': [ 'BlackRock'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/realtimereporting-9.pdf', 'type': 'telephone conference', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 12, 2010 meeting with representatives of MetLife', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'MetLife'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-123.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'ERISA-Regulated Pension Plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-120.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/realtimereporting-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with representatives of Benchmark Solutions', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-03T00:00:00', 'organizations': [ 'Benchmark Solutions'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 14, 2010 meeting with representatives of UBS', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'UBS'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-2.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with Financial Services Forum', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 13, 2010 meeting with representatives of Goldman Sachs', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-27-10/s72710-1.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'various Buy-Side Firms'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-103.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Labor Union Representatives'], 'pdf_url': 'http://sec.gov/comments/s7-10-09/s71009-725.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-102.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding an October 5, 2010 meeting with representatives of JPMorgan', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'JPMorgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-11.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Oracle', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Oracle'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with J.P. Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Financial Industry Regulatory Authority', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Financial Industry Regulatory Authority'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Depository Trust & Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Depository Trust & Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of Bank of America', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Reval', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-29T00:00:00', 'organizations': [ 'Reval'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-29T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-clearing/mandatoryclearing-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Javelin Capital Markets LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'CFTC', 'certain pension plans'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-85.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with certain industry representatives', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'certain industry representatives'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-82.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of Bloomberg LP', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-16T00:00:00', 'organizations': [ 'Bloomberg LP'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap-data-repositories/swapdatarepositories-2.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 15, 2010 meeting with representatives of PIMCO', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/realtimereporting-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/s7-27-09/s72709-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 17, 2010 afternoon meeting with representatives of TriOptima', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'TriOptima'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-7.pdf', 'type': 'afternoon meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 17, 2010 morning meeting with representatives of TriOptima', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-10T00:00:00', 'organizations': [ 'TriOptima'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-15.pdf', 'type': 'morning meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-02T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-96.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'National Association of College', 'University Business Officers (NACUBO)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-74.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Government of Singapore Investment Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 19, 2010 phone meeting with JPMorgan Chase & Co. regarding OTC Derivative Legislation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'JPMorgan Chase & Co. regarding OTC Derivative Legislation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-6.pdf', 'type': 'phone meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a August 3, 2010 meeting with representatives of MarkitSERV', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-12T00:00:00', 'organizations': [ 'MarkitSERV'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-42.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 11, 2010 meeting with representatives of J.P. Morgan', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'J.P. Morgan'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-3.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/antimanipulationprotections-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/real-time-reporting/real-time-reporting.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-20T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-176.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 17, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-19T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-118.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with a representative from Kalorama Partners, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Kalorama Partners LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-172.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives from Barclays Capital', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-171.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-13T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-170.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 5, 2011, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-05T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-53.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-168.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association Inc'], 'pdf_url': 'http://sec.gov/comments/s7-39-10/s73910-114.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-162.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Goldman Sachs'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-163.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Managed Funds Association (MFA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-146.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Institute of International Bankers (IIB)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-148.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Nomura Holding America Inc.', 'Nomura Securities International Inc'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-147.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'CFTC Phase-in Implementation Discussion', 'from': '', 'meeting_time': '2011-02-18T00:00:00', 'organizations': [ 'CFTC Phase-in Implementation Discussion'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-145.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a December 8, 2010, meeting with representatives from and members of the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-12-08T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-41.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-110.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: Phone Conference with Representatives of the Depository Trust and Clearing Corporation', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Depository Trust', 'Clearing Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/governance/governance-13.pdf', 'type': 'Phone Conference', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Javelin Capital Markets LLC'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce', 'Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-90.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with certain industry representatives', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-20T00:00:00', 'organizations': [ 'certain industry representatives'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-82.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-81.pdf', 'type': 'meeting (p.m.)', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-17T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-80.pdf', 'type': 'meeting (a.m.)', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Conference of State Bank Supervisors ("CSBS")', 'National Association of Insurance Commissioners ("NAIC")', 'North American Securities Administrators Association ("NASAA")"'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-72.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association (ISDA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-71.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-73.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-25T00:00:00', 'organizations': [ 'Institute of International Finance'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'National Association of College', 'University Business Officers (NACUBO)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-74.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of International Affairs regarding an August 16, 2010 meeting with representatives of the Government of Singapore Investment Corporation', 'from': 'Office of International Affairs', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Government of Singapore Investment Corporation'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of D.E. Shaw', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-23T00:00:00', 'organizations': [ 'D.E. Shaw'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-75.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 9, 2010 meeting with representatives of Americans for Financial Reform, et al.', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-10T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-84.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 3, 2010 meeting with representatives of the International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-03T00:00:00', 'organizations': [ 'International Swaps', 'Derivatives Association', 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/antimanipulationprotections-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-vii/anti-manipulation-protections/anti-manipulation-protections.shtml'}, { 'category': 'Title VIII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 6, 2011 meeting with representatives of ICE Inc. and Creditex', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-06T00:00:00', 'organizations': [ 'ICE Inc.', 'Creditex'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/mandatory-facilities/mandatoryfacilities-32.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-viii/rulemakings/rulemakings.shtml'}, { 'category': 'Title VIII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-01T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/definitions/definitions-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-viii/rulemakings/rulemakings.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a meeting with representatives of the Association for Advanced Life Underwriting', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-10-25T00:00:00', 'organizations': [ 'Association for Advanced Life Underwriting'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2981.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a September 11, 2012, meeting with representatives of the Institute for the Fiduciary Standard', 'from': 'Office of the Chairman', 'meeting_time': '2012-09-11T00:00:00', 'organizations': [ 'Institute for the Fiduciary Standard'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2980.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a July 26, 2012, meeting with representatives of the Certified Financial Planner Board of Standards, the Financial Planning Association, and the National Association of Personal Financial Advisors', 'from': 'Office of the Chairman', 'meeting_time': '2012-07-26T00:00:00', 'organizations': [ 'Certified Financial Planner Board of Standards', 'Financial Planning Association', 'National Association of Personal Financial Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2979.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a May 15, 2012, meeting with representatives of AARP, CFP Board, Consumer Federation of America, Financial Planning Association, Fund Democracy, Investment Adviser Association, and NAPFA', 'from': 'Division of Investment Management', 'meeting_time': '2012-05-17T00:00:00', 'organizations': [ 'AARP', 'CFP Board', 'Consumer Federation of America', 'Financial Planning Association', 'Fund Democracy', 'Investment Adviser Association', 'NAPFA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2978.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding an April 12, 2012 meeting with representatives of the Institute for the Fiduciary Standard', 'from': 'Office of Commissioner Walter', 'meeting_time': '2012-04-27T00:00:00', 'organizations': [ 'Institute for the Fiduciary Standard'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2975.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 10, 2012 meeting with representatives of the Institute for the Fiduciary Standard', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-04-10T00:00:00', 'organizations': [ 'Institute for the Fiduciary Standard'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2971.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 30, 2011, meeting with representatives of Wells Fargo Advisors and First Clearing, LLC', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2012-03-12T00:00:00', 'organizations': [ 'Wells Fargo Advisors', 'First Clearing LLC'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2969.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a February 21, 2012, meeting with representatives of SIFMA', 'from': 'Office of the Chairman', 'meeting_time': '2012-02-22T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2968.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a February 7, 2012, meeting with representatives of the Financial Services Institute', 'from': 'Division of Investment Management', 'meeting_time': '2012-02-10T00:00:00', 'organizations': [ 'Financial Services Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2967.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a September 29, 2011, telephone call with a representative of the Consumer Federation of America', 'from': 'Office of the Chairman', 'meeting_time': '2011-09-29T00:00:00', 'organizations': [ 'Consumer Federation of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2960.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-13T00:00:00', 'organizations': [ 'Institute for the Fiduciary Standard'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2959.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard', 'from': 'Office of the Chairman', 'meeting_time': '2011-09-09T00:00:00', 'organizations': [ 'Institute for the Fiduciary Standard'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2958.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding an August 25, 2011, meeting with representatives of the Financial Services Institute', 'from': 'Division of Investment Management', 'meeting_time': '2011-08-25T00:00:00', 'organizations': [ 'Financial Services Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2957.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 9, 2011, meeting with representatives of AARP, the Certified Financial Planner Board of Standards, Inc., the Consumer Federation of America, Financial Planning Association, Fund Democracy, the Investment Adviser Association, the National Association of Personal Financial Advisors, and the North American Securities Administrators Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-08-09T00:00:00', 'organizations': [ 'AARP', 'Certified Financial Planner Board of Standards Inc', 'Consumer Federation of America', 'Financial Planning Association', 'Fund Democracy', 'Investment Adviser Association', 'National Association of Personal Financial Advisors', 'North American Securities Administrators Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2956.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a June 23, 2011, meeting with representatives of SIFMA', 'from': 'Office of the Chairman', 'meeting_time': '2011-06-23T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2949.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a June 17, 2011, meeting with representatives of Wells Fargo Advisors', 'from': 'Division of Investment Management', 'meeting_time': '2011-06-17T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2946.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 16, 2011 meeting with representatives of the American Bankers Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-16T00:00:00', 'organizations': [ 'American Bankers Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2945.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a June 16, 2011 meeting with representatives of the Committee for the Fiduciary Standard', 'from': 'Division of Investment Management', 'meeting_time': '2011-06-16T00:00:00', 'organizations': [ 'Committee for the Fiduciary Standard'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2944.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a June 15, 2011, meeting with the Board of Directors of the Bond Dealers of America', 'from': 'Office of the Chairman', 'meeting_time': '2011-06-15T00:00:00', 'organizations': [ 'Board of Directors of the Bond Dealers of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2950.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a June 15, 2011, meeting with representatives of the Financial Services Institute and LPL Financial', 'from': 'Office of the Chairman', 'meeting_time': '2011-06-15T00:00:00', 'organizations': [ 'Financial Services Institute', 'LPL Financial'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2948.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a June 1, 2011 meeting with representatives of Primerica', 'from': 'Division of Investment Management', 'meeting_time': '2011-06-01T00:00:00', 'organizations': [ 'Primerica'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2942.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding an May 17, 2011 meeting with representatives from the Financial Planning Coalition', 'from': 'Office of the Chairman', 'meeting_time': '2011-05-17T00:00:00', 'organizations': [ 'Financial Planning Coalition'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2940.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding an May 16, 2011 meeting with representatives from the Association of Institutional Investors', 'from': 'Office of the Chairman', 'meeting_time': '2011-05-16T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2941.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA', 'from': 'Office of the Chairman', 'meeting_time': '2011-04-07T00:00:00', 'organizations': [ 'Board of SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2939.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a March 31, 2011 meeting with representatives of the CFA Institute', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2011-04-04T00:00:00', 'organizations': [ 'CFA Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2933.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 23, 2011 meeting with representatives of the Financial Services Roundtable', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-04-01T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2937.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 31, 2011 meeting with representatives of SIFMA', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-31T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2936.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 29, 2011 meeting with representatives of Wells Fargo Advisors', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-29T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2935.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a March 23, 2011, meeting with representatives of the Financial Services Roundtable', 'from': 'Division of Investment Management', 'meeting_time': '2011-03-23T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2931.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a March 22, 2011, meeting with representatives of the Financial Services Institute', 'from': 'Office of the Chairman', 'meeting_time': '2011-03-23T00:00:00', 'organizations': [ 'Financial Services Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2929.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a March 16, 2011, meeting with representatives of the American Bankers Association', 'from': 'Office of the Chairman', 'meeting_time': '2011-03-18T00:00:00', 'organizations': [ 'American Bankers Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2934.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a March 11, 2011, meeting with representatives of ACLI', 'from': 'Division of Investment Management', 'meeting_time': '2011-03-14T00:00:00', 'organizations': [ 'ACLI'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2932.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'T. Timothy Ryan, Jr., President and CEO, SIFMA', 'from': '', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'T. Timothy Ryan', 'Jr.', 'President', 'CEO', 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2930.pdf', 'type': '', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with representatives of Credit Suisse', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'Credit Suisse'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2927.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a February 18, 2011 meeting with representatives of State Farm and Arnold & Porter', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2011-03-04T00:00:00', 'organizations': [ 'State Farm', 'Arnold & Porter'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2925.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of Financial Services Institute', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2011-03-04T00:00:00', 'organizations': [ 'Financial Services Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2924.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of LPL Financial', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2011-03-04T00:00:00', 'organizations': [ 'LPL Financial'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2923.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a March 1, 2011 meeting with representatives of the Industry and Financial Markets Association ("SIFMA")', 'from': 'Division of Investment Management', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Industry', 'Financial Markets Association ("SIFMA")'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2926.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding a March 1, 2011 meeting with representatives of the Bond Dealers of America', 'from': 'Office of Commissioner Casey', 'meeting_time': '2011-03-01T00:00:00', 'organizations': [ 'Bond Dealers of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2922.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a February 23, 2011 meeting with representatives of the Bond Dealers of America ', 'from': 'Division of Investment Management', 'meeting_time': '2011-02-23T00:00:00', 'organizations': [ 'Bond Dealers of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2921.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a January 5, 2011 meeting with representatives of Primerica', 'from': 'Division of Investment Management', 'meeting_time': '2011-01-06T00:00:00', 'organizations': [ 'Primerica'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2915.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 2, 2010 meeting with representatives of the Investment Advisers Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'Investment Advisers Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2914.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 4, 2010 meeting with representatives of the North American Securities Administrators Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'North American Securities Administrators Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2913.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 1, 2010 meeting with representatives of FINRA', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'FINRA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2912.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a December 10, 2010 meeting with representatives of State Farm VP Management Corp.', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'State Farm VP Management Corp.'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2911.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2910.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management and the Office of Commissioner Walter regarding a December 16, 2010 meeting with representatives of the National Association of Insurance and Financial Advisors ("NAIFA")', 'from': 'Division of Investment Management and the Office of Commissioner Walter', 'meeting_time': '2010-12-20T00:00:00', 'organizations': [ 'National Association of Insurance', 'Financial Advisors ("NAIFA")'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2900.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a December 17, 2010 meeting with representatives of the Financial Planning Coalition', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-12-17T00:00:00', 'organizations': [ 'Financial Planning Coalition'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2909.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Kathleen L. Casey regarding a December 17, 2010 meeting with representatives of the Certified Financial Planner Board of Standards, Inc., the Financial Planning Association and the National Association of Personal Financial Advisors', 'from': 'Office of Commissioner Kathleen L. Casey', 'meeting_time': '2010-12-17T00:00:00', 'organizations': [ 'Certified Financial Planner Board of Standards Inc', 'Financial Planning Association', 'National Association of Personal Financial Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2890.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Kathleen L. Casey regarding a December 15, 2010 meeting with representatives of the National Association of Insurance and Financial Advisors', 'from': 'Office of Commissioner Kathleen L. Casey', 'meeting_time': '2010-12-15T00:00:00', 'organizations': [ 'National Association of Insurance', 'Financial Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2897.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding a December 10, 2010 meeting with representatives of the Financial Planning Coalition', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-12-14T00:00:00', 'organizations': [ 'Financial Planning Coalition'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2863.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding a November 30, 2010 meeting with representatives of TD Ameritrade ', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-12-14T00:00:00', 'organizations': [ 'TD Ameritrade'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2862.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a December 10, 2010 meeting with representatives of the Committee for the Fiduciary Standard, Yale School of Management, and Boston University School of Law', 'from': 'Division of Investment Management', 'meeting_time': '2010-12-10T00:00:00', 'organizations': [ 'Committee for the Fiduciary Standard', 'Yale School of Management', 'Boston University School of Law'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2858.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding a December 10, 2010 meeting with representatives of State Farm VP Management Corp.', 'from': 'Office of Commissioner Casey', 'meeting_time': '2010-12-10T00:00:00', 'organizations': [ 'State Farm VP Management Corp.'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2857.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 17, 2010 meeting with representatives of the Association for Advanced Life Underwriting', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-07T00:00:00', 'organizations': [ 'Association for Advanced Life Underwriting'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2854.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'SEC IA-BD Study Group Meeting Notebook, Public Investors Arbitration Bar Association', 'from': '', 'meeting_time': '2010-11-30T00:00:00', 'organizations': [ 'SEC IA-BD Study Group Meeting Notebook', 'Public Investors Arbitration Bar Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2856.pdf', 'type': '', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 30, 2010 meeting with representatives of the Public Investors Arbitration Bar Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-30T00:00:00', 'organizations': [ 'Public Investors Arbitration Bar Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2851.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors', 'from': 'Office of the Chairman', 'meeting_time': '2010-11-23T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2852.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding a November 17, 2010 meeting with representatives of the Association for Advanced Life Underwriting', 'from': 'Office of Commissioner Casey', 'meeting_time': '2010-11-17T00:00:00', 'organizations': [ 'Association for Advanced Life Underwriting'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2849.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Thomas M. Selman, Executive Vice President,\r\nRegulatory Policy, FINRA', 'from': '', 'meeting_time': '2010-11-16T00:00:00', 'organizations': [ 'Thomas M. Selman', 'Executive Vice President', 'Regulatory Policy', 'FINRA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2850.pdf', 'type': '', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a November 16, 2010 meeting with representatives of Ameriprise', 'from': 'Division of Investment Management', 'meeting_time': '2010-11-16T00:00:00', 'organizations': [ 'Ameriprise'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2843.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a November 15, 2010 meeting with representatives of the Investment Adviser Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'Investment Adviser Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2847.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a November 15, 2010 meeting with representatives of the Financial Planning Coalition', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'Financial Planning Coalition'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2846.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding a November 15, 2010 meeting with representatives of the Investment Adviser Association', 'from': 'Office of Commissioner Casey', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'Investment Adviser Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2845.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 15, 2010 meeting with representatives of UBS', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'UBS'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2842.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of TD Ameritrade', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-11-12T00:00:00', 'organizations': [ 'TD Ameritrade'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2841.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a November 4, 2010 meeting with representatives of the North American Securities Administrators Association', 'from': 'Office of the Chairman', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'North American Securities Administrators Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2838.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding an October 25, 2010 meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Investment Management', 'meeting_time': '2010-11-02T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2835.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a November 2, 2010 meeting with representatives of the Investment Advisers Association', 'from': 'Office of the Chairman', 'meeting_time': '2010-11-02T00:00:00', 'organizations': [ 'Investment Advisers Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2834.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 1, 2010 meeting with representatives of FINRA', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2010-11-01T00:00:00', 'organizations': [ 'FINRA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2833.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding an October 29, 2010 meeting with representatives of Edward Jones', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-29T00:00:00', 'organizations': [ 'Edward Jones'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2830.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Bond Dealers of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2829.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-28T00:00:00', 'organizations': [ 'Bond Dealers of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2828.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 27, 2010 meeting with representatives of the Financial Planning Coalition', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-27T00:00:00', 'organizations': [ 'Financial Planning Coalition'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2827.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America', 'from': 'Office of Commissioner Casey', 'meeting_time': '2010-10-27T00:00:00', 'organizations': [ 'Bond Dealers of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2826.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-10-27T00:00:00', 'organizations': [ 'Bond Dealers of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2825.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a October 7, 2010 meeting with Representative of the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-10-18T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2819.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Advanced Practice Advisors', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Advanced Practice Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2818.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Financial Services Institute', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Financial Services Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2817.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding an October 13, 2010, meeting with representatives of United Services Automobile Association', 'from': 'Office of Commissioner Casey', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'United Services Automobile Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2816.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding an October 12, 2010, meeting with representatives of Charles Schwab', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-12T00:00:00', 'organizations': [ 'Charles Schwab'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2813.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 12, 2010, meeting with representatives of FINRA', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-12T00:00:00', 'organizations': [ 'FINRA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2814.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding an October 8, 2010, meeting with representatives of the Securities Industry and Financial Markets Association', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2811.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Forum'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2806.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2805.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-07T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding an October 7, 2010, meeting with representatives of the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Casey', 'meeting_time': '2010-10-07T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2810.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding an October 5, 2010, meeting with representatives of Association for Advanced Life Underwriting', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Association for Advanced Life Underwriting'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2803.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 5, 2010, meeting with representatives of State Farm', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'State Farm'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2802.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Casey regarding an October 4, 2010, meeting with representatives of the Financial Services Institute', 'from': 'Office of Commissioner Casey', 'meeting_time': '2010-10-04T00:00:00', 'organizations': [ 'Financial Services Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2804.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 30, 2010, meeting with representatives of Edward Jones', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-30T00:00:00', 'organizations': [ 'Edward Jones'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2799.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a September 28, 2010, meeting with representatives of Morgan Stanley Smith Barney', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Morgan Stanley Smith Barney'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2797.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 28, 2010, meeting with representatives of the Financial Services Institute', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Financial Services Institute'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2796.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding a September 15, 2010, meeting with representatives of SIFMA', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-09-27T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2795.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a September 24, 2010, meeting with representatives of the North American Securities Administration Association', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-24T00:00:00', 'organizations': [ 'North American Securities Administration Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2791.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a September 23, 2010, meeting with representatives of Fund Democracy and the CFA', 'from': 'Office of the Chairman', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Fund Democracy', 'CFA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2793.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Fund Democracy and the CFA', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Fund Democracy', 'CFA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2788.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of the Chairman regarding a September 22, 2010, meeting with representatives of Bank of America', 'from': 'Office of the Chairman', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'Bank of America'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2792.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a September 21, 2010, meeting with representatives of the American Council of Life Insurers', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-21T00:00:00', 'organizations': [ 'American Council of Life Insurers'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2786.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a September 21, 2010, meeting with representatives of the Investment Adviser Association', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-21T00:00:00', 'organizations': [ 'Investment Adviser Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2785.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 14, 2010, meeting with representatives of the Securities Industry and Financial Markets Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-14T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2778.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding a September 14, 2010, meeting with representatives of TIAA-CREF', 'from': 'Division of Investment Management', 'meeting_time': '2010-09-14T00:00:00', 'organizations': [ 'TIAA-CREF'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2777.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 2, 2010, meeting with representatives of Edward Jones', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-02T00:00:00', 'organizations': [ 'Edward Jones'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2731.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding an August 31, 2010, meeting with representatives of SIFMA', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-08-31T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2707.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a meeting with representatives of SIFMA', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-08-30T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2620.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Division of Investment Management regarding an August 26, 2010, meeting with representatives of Wells Fargo Advisors', 'from': 'Division of Investment Management', 'meeting_time': '2010-08-26T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2679.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Duties of Brokers, Dealers, and Investment Advisers', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of Gibson Dunn and Crutcher, LLP', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'Gibson Dunn', 'Crutcher LLP'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-1465.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/4-606/4-606.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chair regarding a June 21, 2013, meeting with representatives of the Managed Funds Association', 'from': 'Office of the Chair', 'meeting_time': '2013-06-24T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-07-12/s70712-262.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chair regarding a June 17, 2013, meeting with representatives of the Investment Adviser Association (IAA)', 'from': 'Office of the Chair', 'meeting_time': '2013-06-20T00:00:00', 'organizations': [ 'Investment Adviser Association (IAA)'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-3081.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a June 17, 2011, meeting with representatives of Wells Fargo Advisors', 'from': 'Division of Investment Management', 'meeting_time': '2011-06-17T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2946.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a May 16, 2011 meeting with representatives of the Association of Institutional Investors', 'from': 'Office of the Chairman', 'meeting_time': '2011-05-16T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-43.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a March 23, 2011 meeting with representatives of the Financial Services Roundtable', 'from': 'Division of Investment Management', 'meeting_time': '2011-03-25T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-42.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Casey regarding a January 13, 2011, meeting with representatives of the Investment Company Institute and FINRA', 'from': 'Office of Commissioner Casey', 'meeting_time': '2011-01-19T00:00:00', 'organizations': [ 'Investment Company Institute', 'FINRA'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-41.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Casey regarding a January 18, 2011, meeting with representatives of LPL Financial', 'from': 'Office of Commissioner Casey', 'meeting_time': '2011-01-18T00:00:00', 'organizations': [ 'LPL Financial'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-38.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Casey regarding a January 12, 2011, meeting with representatives of the North American Securities Administrators Association', 'from': 'Office of Commissioner Casey', 'meeting_time': '2011-01-12T00:00:00', 'organizations': [ 'North American Securities Administrators Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-40.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 2, 2010 meeting with representatives of the Investment Advisers Association', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'Investment Advisers Association'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2914.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 1, 2010 meeting with representatives of FINRA', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'FINRA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2912.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'Wells Fargo Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2910.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a December 17, 2010 meeting with representatives of the Financial Planning Coalition', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-12-17T00:00:00', 'organizations': [ 'Financial Planning Coalition'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2909.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a December 6, 2010, meeting with representatives of the Financial Services Institute, Inc.', 'from': 'Division of Investment Management', 'meeting_time': '2010-12-06T00:00:00', 'organizations': [ 'Financial Services Institute Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-26.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a November 23, 2010, meeting with representatives of the Managed Funds Association', 'from': 'Division of Investment Management', 'meeting_time': '2010-11-23T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-23.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a November 10, 2010, meeting with representatives of TD Ameritrade, Inc.', 'from': 'Division of Investment Management', 'meeting_time': '2010-11-10T00:00:00', 'organizations': [ 'TD Ameritrade Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding a November 4, 2010, meeting with representatives of the North American Securities Administrators Association, Inc.', 'from': 'Division of Investment Management', 'meeting_time': '2010-11-04T00:00:00', 'organizations': [ 'North American Securities Administrators Association Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 1, 2010 meeting with representatives of FINRA', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2010-11-01T00:00:00', 'organizations': [ 'FINRA'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2833.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an October 25, 2010, meeting with representatives of the Association of Institutional Investors', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-25T00:00:00', 'organizations': [ 'Association of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an October 21, 2010, meeting with representatives of the Investment Adviser Association', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-21T00:00:00', 'organizations': [ 'Investment Adviser Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an October 6, 2010, meeting with representatives of the Financial Industry Regulatory Authority', 'from': 'Division of Investment Management', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Financial Industry Regulatory Authority'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancingiaexaminations-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/enhancing-ia-examinations/enhancing-ia-examinations.shtml'}, { 'category': 'Study Required by Section 989G(b) of the Dodd-Frank Act Regarding Compliance with Section 404(b) of the Sarbanes-Oxley Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a November 17, 2010, meeting with representatives of BNY ConvergEx Group, LLC', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-12-21T00:00:00', 'organizations': [ 'BNY ConvergEx Group LLC'], 'pdf_url': 'http://sec.gov/comments/s7-02-10/s70210-320.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/s7-29-10/s72910.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an August 12, 2010, telephone conference with Susan Seltzer, The Derivative Project', 'from': 'Office of the Chairman', 'meeting_time': '2011-08-26T00:00:00', 'organizations': [ 'Susan Seltzer', 'The Derivative Project'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/investor-advocate/investoradvocate-21.pdf', 'type': 'telephone conference', 'url': 'http://sec.gov/comments/df-title-ix/investor-advocate/investor-advocate.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a November 8, 2010, telephone conversation with Public Investors Arbitration Bar Association', 'from': 'Office of the Chairman', 'meeting_time': '2010-11-08T00:00:00', 'organizations': [ 'Public Investors Arbitration Bar Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/investor-advocate/investoradvocate-19.pdf', 'type': 'telephone conversation', 'url': 'http://sec.gov/comments/df-title-ix/investor-advocate/investor-advocate.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-07T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/pre-sale-disclosures/pre-sale-disclosures.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 26, 2015, meeting with representatives of the Public Investors Arbitration Bar Association relating to section 921 of the Dodd-Frank Act', 'from': 'Division of Trading and Markets', 'meeting_time': '2015-03-26T00:00:00', 'organizations': [ 'Public Investors Arbitration Bar Association relating to section 921 of the Dodd-Frank Act'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-3178.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/pre-dispute-arbitration.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an article submitted by George Friedman', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-07-03T00:00:00', 'organizations': [ 'article submitted by George Friedman'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/predisputearbitration-22.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/pre-dispute-arbitration.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 20, 2013, meeting with Professor Barbara Black', 'from': 'Division of Trading and Markets', 'meeting_time': '2013-07-03T00:00:00', 'organizations': [ 'Professor Barbara Black'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-3105.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/pre-dispute-arbitration.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading & Markets regarding a September 10, 2011 meeting with Cliff Palefsky and Michael Rubin', 'from': 'Division of Trading & Markets', 'meeting_time': '2011-09-14T00:00:00', 'organizations': [ 'Cliff Palefsky', 'Michael Rubin'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/predisputearbitration-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/pre-dispute-arbitration.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading & Markets regarding an April 4, 2011, telephonic meeting with a representative of McGuinn, Hillsman & Palefsky', 'from': 'Division of Trading & Markets', 'meeting_time': '2011-04-04T00:00:00', 'organizations': [ 'McGuinn', 'Hillsman & Palefsky'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/predisputearbitration-16.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-ix/pre-dispute-arbitration/pre-dispute-arbitration.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Enforcement regarding a December 10, 2010, meeting with representatives of Wu, Grohovsky & Whipple; Vogel, Slade & Goldstein, LLP; and Kenney & McCafferty, PC', 'from': 'Division of Enforcement', 'meeting_time': '2010-12-17T00:00:00', 'organizations': [ 'Wu', 'Grohovsky & Whipple', 'Vogel', 'Slade & Goldstein LLP', 'Kenney & McCafferty', 'PC'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower-76.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Enforcement regarding an October 25, 2010, meeting with clients and representatives of the law firm of Gibson, Dunn and Crutcher, LLP', 'from': 'Division of Enforcement', 'meeting_time': '2010-10-26T00:00:00', 'organizations': [ 'clients', 'law firm of Gibson', 'Dunn', 'Crutcher LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower-21.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Enforcement regarding an October 4, 2010, meeting with representatives of Baker, Donelson, Bearman, Caldwell & Berkowitz', 'from': 'Division of Enforcement', 'meeting_time': '2010-10-04T00:00:00', 'organizations': [ 'Baker', 'Donelson', 'Bearman', 'Caldwell & Berkowitz'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower-17.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a September 28, 2010, meeting with Stuart D. Meissner', 'from': 'Office of the Chairman', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Stuart D. Meissner'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an August 23, 2010, meeting with representatives of the National Whistleblowers Center', 'from': 'Office of the Chairman', 'meeting_time': '2010-08-23T00:00:00', 'organizations': [ 'National Whistleblowers Center'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/whistleblower/whistleblower.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from Division of Corporation Finance regarding May 3, 2011, panel discussion with representatives of the Real Estate Investment Securities Association', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-05-12T00:00:00', 'organizations': [ 'Real Estate Investment Securities Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/regulation-d-disqualification/regulationddisqualification-5.pdf', 'type': 'panel discussion', 'url': 'http://sec.gov/comments/df-title-ix/regulation-d-disqualification/regulation-d-disqualification.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a May 4, 2011, meeting with representatives of the Real Estate Investment Securities Association', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Real Estate Investment Securities Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/regulation-d-disqualification/regulationddisqualification-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/regulation-d-disqualification/regulation-d-disqualification.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council', 'from': 'Division of Investment Management', 'meeting_time': '2011-04-18T00:00:00', 'organizations': [ 'Private Equity Growth Company Council'], 'pdf_url': 'http://sec.gov/comments/s7-05-11/s70511-41.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/regulation-d-disqualification/regulation-d-disqualification .shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from Division of Corporation Finance regarding February 14, 2011 meeting with representatives of Real Estate Investment Securities Association', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-02-14T00:00:00', 'organizations': [ 'Real Estate Investment Securities Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/regulation-d-disqualification/regulationddisqualification-2.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/regulation-d-disqualification/regulation-d-disqualification.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 5, 2011 meeting with representatives from the Managed Funds Association', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-01-05T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/short-sale-disclosure/shortsaledisclosure-20.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/short-sale-disclosure/short-sale-disclosure.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-09-09T00:00:00', 'organizations': [ 'Alternative Investment Management Association'], 'pdf_url': 'http://sec.gov/comments/df-title-iv/systemic-risk/systemicrisk-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/short-sale-disclosure/short-sale-disclosure.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 9, 2011, telephonic meeting with representatives the Capital Steering Committee of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-11T00:00:00', 'organizations': [ 'Capital Steering Committee of the Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-169.pdf', 'type': 'telephonic meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 5, 2011 meeting with representatives of Barclays Capital', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2011-05-05T00:00:00', 'organizations': [ 'Barclays Capital'], 'pdf_url': 'http://sec.gov/comments/df-title-vii/swap/swap-52.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an April 28, 2011, meeting with representative of Assured Guaranty and the Association of Financial Guaranty Insurers', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-04-28T00:00:00', 'organizations': [ 'Assured Guaranty', 'Association of Financial Guaranty Insurers'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-22.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Division of Trading and Markets regarding an April 17, 2011, meeting with representative of Standard and Poor's Ratings Services", 'from': 'Division of Trading and Markets', 'meeting_time': '2011-04-18T00:00:00', 'organizations': [ 'Standard', "Poor's Ratings Services"], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-23.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP', 'from': 'Office of the Chairman', 'meeting_time': '2011-02-11T00:00:00', 'organizations': [ 'Service Employees International Union', 'American Federation of State', 'County', 'Municipal Employees', 'Council of Institutional Investors', 'Consumer Federation of America', 'Labaton Sucharow LLP'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-185.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': u'Memorandum from the Office of the Chairman regarding a meeting with representative of Americans for Financial Reform, AFSCME, Demos, Laborers\x92 International Union of North America, SEIU, Consumer Federation of America, and Labaton Sucharow, LLP.', 'from': u'Office of the Chairman', 'meeting_time': '2011-01-21T00:00:00', 'organizations': [ u'Americans for Financial Reform', u'AFSCME', u'Demos', u'Laborers\x92 International Union of North America', u'SEIU', u'Consumer Federation of America', u'Labaton Sucharow LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-20.pdf', 'type': u'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an October 14, 2010 meeting with Mahesh Kotecha, Sharon Ryan, and Roy Weinberger', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-11-01T00:00:00', 'organizations': [ 'Mahesh Kotecha', 'Sharon Ryan', 'Roy Weinberger'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 27, 2010 meeting with representative of DBRS and Pickard & Djinis', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-27T00:00:00', 'organizations': [ 'DBRS', 'Pickard & Djinis'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding an October 21, 2010, meeting with representatives of DBRS, Inc.', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2010-10-22T00:00:00', 'organizations': [ 'DBRS Inc'], 'pdf_url': 'http://sec.gov/comments/s7-04-09/s70409-84.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Division of Trading and Markets regarding an October 20, 2010 meeting with representatives of Standard & Poor's Rating Services", 'from': 'Division of Trading and Markets', 'meeting_time': '2010-10-20T00:00:00', 'organizations': [ "Standard & Poor's Rating Services"], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 14, 2010, meeting with representatives of Structured Credit International Corp, Credit Research, Advisory, Consulting, and the Levin Institute', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'Structured Credit International Corp', 'Credit Research', 'Advisory', 'Consulting', 'Levin Institute'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Labor Union Representatives'], 'pdf_url': 'http://sec.gov/comments/s7-10-09/s71009-725.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets and the Division of Corporation Finance regarding a October 12, 2010, meeting with representatives from Fitch Ratings', 'from': 'Division of Trading and Markets and the Division of Corporation Finance', 'meeting_time': '2010-10-12T00:00:00', 'organizations': [ 'Fitch Ratings'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 22, 2010, meeting with representatives from Morgan Stanley, Capital Alpha, Chesapeake Management Co., Millennium Partners, Ogilvy Government Relations, and Deka', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-09-22T00:00:00', 'organizations': [ 'Morgan Stanley', 'Capital Alpha', 'Chesapeake Management Co.', 'Millennium Partners', 'Ogilvy Government Relations', 'Deka'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a September 16, 2010, meeting with representatives of the Association for Financial Professionals', 'from': 'Division of Corporation Finance and the Division of Trading and Markets', 'meeting_time': '2010-09-16T00:00:00', 'organizations': [ 'Association for Financial Professionals'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-14.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an August 24, 2010, telephone conference with Caleb Gibson of Americans for Financial Reform', 'from': 'Division of Trading and Markets', 'meeting_time': '2010-08-24T00:00:00', 'organizations': [ 'Caleb Gibson of Americans for Financial Reform'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/creditratingagencies-7.pdf', 'type': 'telephone conference', 'url': 'http://sec.gov/comments/df-title-ix/credit-rating-agencies/credit-rating-agencies.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a March 18, 2011, conference call with representatives of Federated Investors', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-03-21T00:00:00', 'organizations': [ 'Federated Investors'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-191.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a March 8, 2011, meeting with representatives of the Financial Services Roundtable', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-03-08T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-190.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a January 20, 2011, meeting with representatives of the CRE Finance Council', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-02-22T00:00:00', 'organizations': [ 'CRE Finance Council'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-46.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a March 2, 2011, meeting with representatives of Redwood Trust and Falcon Capital Advisors', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'Redwood Trust', 'Falcon Capital Advisors'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-188.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a February 17, 2011, meeting with representatives of the Australian Securitisation Forum', 'from': 'Division of Corporation Finance and the Division of Trading and Markets', 'meeting_time': '2011-02-17T00:00:00', 'organizations': [ 'Australian Securitisation Forum'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-186.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP', 'from': 'Office of the Chairman', 'meeting_time': '2011-02-11T00:00:00', 'organizations': [ 'Service Employees International Union', 'American Federation of State', 'County', 'Municipal Employees', 'Council of Institutional Investors', 'Consumer Federation of America', 'Labaton Sucharow LLP'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-185.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a January 25, 2011, meeting with certain CMBS portfolio managers', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-01-26T00:00:00', 'organizations': [ 'certain CMBS portfolio managers'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-182.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an December 16, 2010, meeting with representatives of the Mortgage Bankers Association ', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-01-05T00:00:00', 'organizations': [ 'Mortgage Bankers Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-31.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an December 9, 2010, meeting with representatives of HVP Inc.', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-01-05T00:00:00', 'organizations': [ 'HVP Inc.'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-30.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an November 23, 2010, conference call with representatives of CRE Finance Council', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-23T00:00:00', 'organizations': [ 'CRE Finance Council'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-30.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 14, 2010, meeting with representatives of the Financial Services Roundtable', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-12-15T00:00:00', 'organizations': [ 'Financial Services Roundtable'], 'pdf_url': 'http://sec.gov/comments/s7-08-10/s70810-180.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an November 23, 2010, conference call representatives of CRE Finance Council', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-23T00:00:00', 'organizations': [ 'CRE Finance Council'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-25.pdf', 'type': '', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an November 1, 2010, meeting with National Automobile Dealers Association', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-01T00:00:00', 'organizations': [ 'National Automobile Dealers Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 20, 2010, meeting with Genworth Financial - US Mortgage Insurance', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-20T00:00:00', 'organizations': [ 'Genworth Financial - US Mortgage Insurance'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley', 'from': 'Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation', 'meeting_time': '2010-10-14T00:00:00', 'organizations': [ 'Morgan Stanley'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Labor Union Representatives'], 'pdf_url': 'http://sec.gov/comments/s7-10-09/s71009-725.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 5, 2010, meeting with the Mortgage Insurance Companies of America', 'from': 'Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'Mortgage Insurance Companies of America'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/assetbackedsecurities-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a July 1, 2014, meeting with representatives of the the American Federation of Labor and Congress of Industrial Organizations, et al.', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-07-01T00:00:00', 'organizations': [ 'American Federation of Labor', 'Congress of Industrial Organizations', 'et al.'], 'pdf_url': 'http://sec.gov/comments/s7-07-13/s70713-981.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an April 7, 2014, meeting with representatives of The Conference Board Governance Center, Center on Executive Compensation, and Society of Corporate Secretaries and Governance Professionals', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-04-15T00:00:00', 'organizations': [ 'Conference Board Governance Center', 'Center on Executive Compensation', 'Society of Corporate Secretaries', 'Governance Professionals'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-327.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chair regarding a June 6, 2013, meeting with a representative of the AFL-CIO', 'from': 'Office of the Chair', 'meeting_time': '2013-06-14T00:00:00', 'organizations': [ 'AFL-CIO'], 'pdf_url': 'http://sec.gov/comments/s7-03-13/s70313-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a February 15, 2013, meeting with representatives of Motorola Solutions, Inc., Exxon Mobil Corporation and the Center on Executive Compensation', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-02-25T00:00:00', 'organizations': [ 'Motorola Solutions Inc', 'Exxon Mobil Corporation', 'Center on Executive Compensation'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-314.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 3, 2012, meeting with representatives of US SIF, the Forum for Sustainable and Responsible Investment', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2012-07-19T00:00:00', 'organizations': [ 'US SIF', 'Forum for Sustainable', 'Responsible Investment'], 'pdf_url': 'http://sec.gov/comments/s7-40-10/s74010-560.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a May 4, 2012, meeting with representatives of Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-05-04T00:00:00', 'organizations': [ 'Americans for Financial Reform', 'Public Citizen', 'International Brotherhood of Teamsters'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-92.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a March 13, 2012, meeting with representatives of Americans for Financial Reform', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-03-13T00:00:00', 'organizations': [ 'Americans for Financial Reform'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-87.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a March 8, 2012, meeting with representatives of public pension plans', 'from': 'Office of the Chairman', 'meeting_time': '2011-03-08T00:00:00', 'organizations': [ 'public pension plans'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-86.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 7, 2012, meeting with representatives of Americans for Financial Reform', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2012-03-07T00:00:00', 'organizations': [ 'Americans for Financial Reform'], 'pdf_url': 'http://sec.gov/comments/s7-12-11/s71211-747.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a February 10, 2012, meeting with representatives of the Council of Institutional Investors', 'from': 'Office of the Chairman', 'meeting_time': '2012-02-10T00:00:00', 'organizations': [ 'Council of Institutional Investors'], 'pdf_url': 'http://sec.gov/comments/4-617/4617-94.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding a January 26, 2012, meeting with representatives of AFL-CIO Office of Investment, Congress Watch/Public Citizen, Americans for Financial Reform, AFSCME Capital Strategies, and The Forum for Sustainable and Responsible Investment', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2012-01-30T00:00:00', 'organizations': [ 'AFL-CIO Office of Investment', 'Congress Watch/Public Citizen', 'Americans for Financial Reform', 'AFSCME Capital Strategies', 'Forum for Sustainable', 'Responsible Investment'], 'pdf_url': 'http://sec.gov/comments/s7-12-11/s71211-746.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 13, 2011, meeting with representatives of the Center on Executive Compensation, Emerson Electric Company, Johnson & Johnson, and IBM', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2011-12-21T00:00:00', 'organizations': [ 'Center on Executive Compensation', 'Emerson Electric Company', 'Johnson & Johnson', 'IBM'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-83.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 13, 2011, meeting with representatives of the Center on Executive Compensation, Emerson Electric Company, Johnson & Johnson, and IBM', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-12-13T00:00:00', 'organizations': [ 'Center on Executive Compensation', 'Emerson Electric Company', 'Johnson & Johnson', 'IBM'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-81.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a November 29, 2011, meeting with representatives of the American Benefits Council', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-11-29T00:00:00', 'organizations': [ 'American Benefits Council'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-80.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a July 25, 2011, meeting with representatives of Johnson & Johnson', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-07-25T00:00:00', 'organizations': [ 'Johnson & Johnson'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-76.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a February 7, 2011, meeting with representatives of the Center on Executive Compensation', 'from': 'Division of Corporation Finance', 'meeting_time': '2011-02-23T00:00:00', 'organizations': [ 'Center on Executive Compensation'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-61.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a February 17, 2011, meeting with representatives of Public Citizen, National Consumers League, American Federation of State, County and Municipal Employees, AFL-CIO Office of Investment, Corporate Library, Change to Win, Americans for Financial Reform, Social Investment Forum', 'from': 'Office of the Chairman', 'meeting_time': '2011-02-17T00:00:00', 'organizations': [ 'Public Citizen', 'National Consumers League', 'American Federation of State', 'County', 'Municipal Employees', 'AFL-CIO Office of Investment Corporate Library', 'Change to Win', 'Americans for Financial Reform', 'Social Investment Forum'], 'pdf_url': 'http://sec.gov/comments/s7-14-10/s71410-296.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of the New York Chapter of the Society for Corporate Secretaries and Governance Professional', 'from': 'Office of the Chairman', 'meeting_time': '2011-02-11T00:00:00', 'organizations': [ 'New York Chapter of the Society for Corporate Secretaries', 'Governance Professional'], 'pdf_url': 'http://sec.gov/comments/s7-14-10/s71410-294.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 15, 2010, meeting with representatives of the Private Equity Growth Capital Council', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-12-15T00:00:00', 'organizations': [ 'Private Equity Growth Capital Council'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-56.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a November 17, 2010, teleconference with representatives of the New York Stock Exchange', 'from': 'Division of Corporation Finance and the Division of Trading and Markets', 'meeting_time': '2010-11-17T00:00:00', 'organizations': [ 'New York Stock Exchange'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-53.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a November 1, 2010, meeting with representatives of the Delves Group', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-01T00:00:00', 'organizations': [ 'Delves Group'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-45.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 15, 2010, meeting with representatives of Towers Watson', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-15T00:00:00', 'organizations': [ 'Towers Watson'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-44.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Labor Union Representatives'], 'pdf_url': 'http://sec.gov/comments/s7-10-09/s71009-725.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an October 8, 2010, meeting with the Center on Executive Compensation', 'from': 'Office of the Chairman', 'meeting_time': '2010-10-08T00:00:00', 'organizations': [ 'Center on Executive Compensation'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-34.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 5, 2010, meeting with representatives of the law office of Baker, Donelson, Bearman, Caldwell & Berkowitz', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-05T00:00:00', 'organizations': [ 'law office of Baker', 'Donelson', 'Bearman', 'Caldwell & Berkowitz'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-24.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 24, 2010, meeting with Robert M. Fields', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-24T00:00:00', 'organizations': [ 'Robert M. Fields'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 19, 2010, meeting with representatives of the Center on Executive Compensation', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'Center on Executive Compensation'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an August 19, 2010, meeting with representatives of the Center on Executive Compensation', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-08-19T00:00:00', 'organizations': [ 'Center on Executive Compensation'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an August 5, 2010, conference call with representatives of the Investment Adviser Association', 'from': 'Division of Investment Management', 'meeting_time': '2010-08-05T00:00:00', 'organizations': [ 'Investment Adviser Association'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-31.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an August 5, 2010, conference call with representatives of the Glass Lewis & Co.', 'from': 'Division of Investment Management', 'meeting_time': '2010-08-05T00:00:00', 'organizations': [ 'Glass Lewis & Co.'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-30.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an July 27, 2010, conference call with representatives of the Broadridge Financial Solutions, Inc.', 'from': 'Division of Investment Management', 'meeting_time': '2010-07-27T00:00:00', 'organizations': [ 'Broadridge Financial Solutions Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-29.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an July 22, 2010, conference call with representatives of the RiskMetrics Group, Inc.', 'from': 'Division of Investment Management', 'meeting_time': '2010-07-22T00:00:00', 'organizations': [ 'RiskMetrics Group Inc'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-28.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Investment Management regarding an July 20, 2010, conference call with representatives of the Investment Company Institute and its Members', 'from': 'Division of Investment Management', 'meeting_time': '2010-07-20T00:00:00', 'organizations': [ 'Investment Company Institute', 'its Members'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executivecompensation-27.pdf', 'type': 'conference call', 'url': 'http://sec.gov/comments/df-title-ix/executive-compensation/executive-compensation.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2015 teleconference with representatives of EquiLend', 'from': 'Division of Trading and Markets', 'meeting_time': '2015-03-30T00:00:00', 'organizations': [ 'EquiLend'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-38.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 23, 2015 meeting with representatives of SunGard', 'from': 'Division of Trading and Markets', 'meeting_time': '2015-03-23T00:00:00', 'organizations': [ 'SunGard'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-39.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 21, 2012 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-06-21T00:00:00', 'organizations': [ 'Securities Industry', 'Financial Markets Association (SIFMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-37.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 5, 2012 meeting with representatives of the Risk Management Association ("RMA")', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-06-05T00:00:00', 'organizations': [ 'Risk Management Association ("RMA")'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-36.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 3, 2012 teleconference with representatives of Data Explorers', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-04-03T00:00:00', 'organizations': [ 'Data Explorers'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-35.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 27, 2012 meeting with representatives of FINRA', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-02-27T00:00:00', 'organizations': [ 'FINRA'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-33.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 23, 2012 meeting with representatives of SunGard', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-02-23T00:00:00', 'organizations': [ 'SunGard'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-34.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 10, 2012 teleconference with representatives of the State of Wisconsin Investment Board', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-02-10T00:00:00', 'organizations': [ 'State of Wisconsin Investment Board'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-32.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 27, 2012 meeting with personnel from SunGard', 'from': 'Division of Trading and Markets', 'meeting_time': '2012-01-27T00:00:00', 'organizations': [ 'personnel from SunGard'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-31.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 28, 2011 teleconference with representatives of SIFMA', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-10-28T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-28.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an October 20, 2011 meeting with representatives of the Options Clearing Corporation (OCC)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-10-20T00:00:00', 'organizations': [ 'Options Clearing Corporation (OCC)'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-29.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 15, 2011 teleconference with representatives of the National Association of Insurance Commissioners (NAIC)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-09-15T00:00:00', 'organizations': [ 'National Association of Insurance Commissioners (NAIC)'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-27.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a July 20, 2011 meeting with representatives of Data Explorers', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-07-20T00:00:00', 'organizations': [ 'Data Explorers'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-30.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 29, 2011 meeting with representatives of Quadriserv', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-29T00:00:00', 'organizations': [ 'Quadriserv'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-23.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 14, 2011 teleconference with representatives of SunGard', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-06-14T00:00:00', 'organizations': [ 'SunGard'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-21.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an April 20, 2011 teleconference with Professor James Angel of Georgetown University', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-04-20T00:00:00', 'organizations': [ 'Professor James Angel of Georgetown University'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-20.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Equilend', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Equilend'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of the Center for Study of Financial Market Evolution (CSFME)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-30T00:00:00', 'organizations': [ 'Center for Study of Financial Market Evolution (CSFME)'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an March 29, 2011 meeting with representatives of Risk Management Association (RMA)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-29T00:00:00', 'organizations': [ 'Risk Management Association (RMA)'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-17.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding an March 22, 2011 meeting with representatives of Data Explorers', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-22T00:00:00', 'organizations': [ 'Data Explorers'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 9, 2011, teleconference with representatives of ICI (Investment Company Institute)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-09T00:00:00', 'organizations': [ 'ICI (Investment Company Institute)'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-12.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/ lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 8, 2011, meeting with representatives of Quadriserv', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-08T00:00:00', 'organizations': [ 'Quadriserv'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-14.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 7, 2011, teleconference with representatives of ISLA (International Securities Lending Association)', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-07T00:00:00', 'organizations': [ 'ISLA (International Securities Lending Association)'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-15.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of ESeclending', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-03-03T00:00:00', 'organizations': [ 'ESeclending'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-13.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 18, 2011, meeting with representatives from SIFMA', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-18T00:00:00', 'organizations': [ 'SIFMA'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 15, 2011, teleconference with representatives from the MFA', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-16T00:00:00', 'organizations': [ 'MFA'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-9.pdf', 'type': 'teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 4, 2011, meeting with representatives from Data Explorers', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-14T00:00:00', 'organizations': [ 'Data Explorers'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a February 10, 2011, meeting with representatives from Sun Guard', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-02-14T00:00:00', 'organizations': [ 'Sun Guard'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a January 27, 2011, Teleconference with Representatives of the National Association of Insurance Commissioners', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-01-27T00:00:00', 'organizations': [ 'National Association of Insurance Commissioners'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-5.pdf', 'type': 'Teleconference', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a Meeting with Representatives of the Financial Industry Regulatory Authority', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-01-20T00:00:00', 'organizations': [ 'Financial Industry Regulatory Authority'], 'pdf_url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lendingborrowing-6.pdf', 'type': 'Meeting', 'url': 'http://sec.gov/comments/df-title-ix/lending-borrowing/lending-borrowing.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Kara M. Stein regarding a September 9, 2013, meeting with representatives of Oxfam America, EarthRights International, and Publish What You Pay', 'from': 'Office of Commissioner Kara M. Stein', 'meeting_time': '2013-09-09T00:00:00', 'organizations': [ 'Oxfam America', 'EarthRights International', 'Publish What You Pay'], 'pdf_url': 'http://sec.gov/comments/s7-42-10/s74210-399.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Aguilar regarding a September 12, 2011, meeting with representatives of Free the Slaves', 'from': 'Office of Commissioner Aguilar', 'meeting_time': '2011-09-12T00:00:00', 'organizations': [ 'Free the Slaves'], 'pdf_url': 'http://sec.gov/comments/s7-40-10/s74010-320.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Paredes regarding a December 3, 2010, meeting with representatives of the Information Technology Industry Council, Apple Inc., Motorola, Inc., and Covington & Burling LLP', 'from': 'Office of Commissioner Paredes', 'meeting_time': '2010-12-06T00:00:00', 'organizations': [ 'Information Technology Industry Council', 'Apple Inc.', 'Motorola Inc', 'Covington & Burling LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-101.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 2, 2010, meeting with representatives of The Densus Group', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-12-02T00:00:00', 'organizations': [ 'Densus Group'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-112.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Elisse B. Walter regarding a December 2, 2010, meeting with representatives of the Information Technology Industry Council, Apple Inc., Motorola, Inc., and Covington & Burling LLP', 'from': 'Office of Commissioner Elisse B. Walter', 'meeting_time': '2010-12-02T00:00:00', 'organizations': [ 'Information Technology Industry Council', 'Apple Inc.', 'Motorola Inc', 'Covington & Burling LLP'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-100.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 19, 2010, meeting with representatives of The American Petroleum Institute', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2010-11-19T00:00:00', 'organizations': [ 'American Petroleum Institute'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-90.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a November 18, 2010, meeting with representatives of The Enough Project, Grassroots Reconciliation Group, and DLA Piper', 'from': 'Office of the Chairman', 'meeting_time': '2010-11-18T00:00:00', 'organizations': [ 'Enough Project', 'Grassroots Reconciliation Group', 'DLA Piper'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-80.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': "Memorandum from the Division of Corporation Finance regarding a November 18, 2010, meeting with representatives of Retail Industry Leaders Association, Costco Wholesale Corporation, Target Corporation, Best Buy Co., Inc., J.C. Penney Company, Inc., Wal-Mart Stores, Inc., and Lowe's Companies, Inc. ", 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-18T00:00:00', 'organizations': [ 'Retail Industry Leaders Association', 'Costco Wholesale Corporation', 'Target Corporation', 'Best Buy Co. Inc', 'J.C. Penney Company Inc', 'Wal-Mart Stores Inc', "Lowe's Companies Inc"], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-77.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a November 17, 2010, meeting with representatives of As You Sow, Advance Micro Devices Inc., The Enough Project, Hewlett-Packard Company, General Electrc Co., Friends of the Congo, Boston Common Asset Management, Trillium Asset Management, and Calvert Investments', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-17T00:00:00', 'organizations': [ 'As You Sow', 'Advance Micro Devices Inc.', 'The Enough Project', 'Hewlett-Packard Company', 'General Electrc Co.', 'Friends of the Congo', 'Boston Common Asset Management', 'Trillium Asset Management', 'Calvert Investments'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-76.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a November 17, 2010, meeting with representatives of Social Investment Forum, As You Sow, Boston Common Asset Management, Trillium Asset Management, Calvert Investments, and The International Interfaith Investment Group', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-17T00:00:00', 'organizations': [ 'Social Investment Forum', 'As You Sow', 'Boston Common Asset Management', 'Trillium Asset Management', 'Calvert Investments', 'International Interfaith Investment Group'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-75.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the office of Commissioner Casey regarding a November 18, 2010, meeting with representatives of the American Petroleum Institute', 'from': 'office of Commissioner Casey', 'meeting_time': '2010-11-18T00:00:00', 'organizations': [ 'American Petroleum Institute'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-65.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a November 15, 2010, meeting with representatives of the Democratic Republic of the Congo, Minerals Supply Africa, Ltd, and Cronimet Central Africa AG', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'Democratic Republic of the Congo', 'Minerals Supply Africa', 'Ltd', 'Cronimet Central Africa AG'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-53.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a November 15, 2010, meeting with representatives of ITRI, GraviTa, Inc., Malaysia Smetling Corporation, and AVX Corporation', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-11-15T00:00:00', 'organizations': [ 'ITRI', 'GraviTa Inc', 'Malaysia Smetling Corporation', 'AVX Corporation'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-51.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 29, 2010, meeting with representatives from the office of Senator Richard Durbin and from the office of Representative Jim McDermott', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-29T00:00:00', 'organizations': [ 'Senator Richard Durbin', 'Representative Jim McDermott'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-42.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an November 18, 2010, meeting with representatives of the National Mining Association', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-15T00:00:00', 'organizations': [ 'National Mining Association'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-83.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 12, 2010, meeting with representatives of International Precious Metals Institute and Materials Management Corp', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-12T00:00:00', 'organizations': [ 'International Precious Metals Institute', 'Materials Management Corp'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-32.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 4, 2010, meeting with representatives of Royal Dutch Shell', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-06T00:00:00', 'organizations': [ 'Royal Dutch Shell'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-25.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 4, 2010, meeting with representatives of the Information Technology Industry Council', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-04T00:00:00', 'organizations': [ 'Information Technology Industry Council'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-21.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 1, 2010, telephone call with a representative of the United Nations Group of Experts', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-10-01T00:00:00', 'organizations': [ 'United Nations Group of Experts'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-20.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 28, 2010, meeting with representatives of the Jewelers Vigilance Committee, Jewelers of America, Weil, Gotshal & Manges LLP, Manufacturing Jewelers & Suppliers of America, The Klein & Saks Group, and the Richline Group', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-28T00:00:00', 'organizations': [ 'Jewelers Vigilance Committee', 'Jewelers of America', 'Weil', 'Gotshal & Manges LLP', 'Manufacturing Jewelers & Suppliers of America', 'The Klein & Saks Group', 'Richline Group'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 27, 2010, meeting with members of the American Petroleum Institute', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-27T00:00:00', 'organizations': [ 'American Petroleum Institute'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-23.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 24, 2010, meeting with representatives of The Enough Project', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-24T00:00:00', 'organizations': [ 'Enough Project'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-12.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 23, 2010, meeting with representatives of Calvert Asset Management and Social Investment Forum', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-23T00:00:00', 'organizations': [ 'Calvert Asset Management', 'Social Investment Forum'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-24.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 21, 2010, meeting with a representative of Extractive Industries\r\nTransparency Initiative', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-21T00:00:00', 'organizations': [ 'Extractive Industries\r\nTransparency Initiative'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 15, 2010, meeting with representatives of Global Witness', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Global Witness'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 8, 2010, meeting with representatives of the Publish What You Pay Coalition', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-09-08T00:00:00', 'organizations': [ 'Publish What You Pay Coalition'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-14.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an August 31, 2010, meeting with representatives organized by the National Association of Manufacturers', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-08-31T00:00:00', 'organizations': [ 'National Association of Manufacturers'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-10.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an August 17, 2010, telephone call with Professor Peter Rosenblum of Columbia University', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-08-17T00:00:00', 'organizations': [ 'Professor Peter Rosenblum of Columbia University'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-11.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an August 11, 2010, meeting with a representative of the National Retail Federation', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'National Retail Federation'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an August 11, 2010 telephone call with representatives of Senator Carte P. Goodwin', 'from': 'Division of Corporation Finance', 'meeting_time': '2010-08-11T00:00:00', 'organizations': [ 'Senator Carte P. Goodwin'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specializeddisclosures-4.pdf', 'type': 'telephone call', 'url': 'http://sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a June 18, 2014, meeting with representatives of European Parliament', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-06-18T00:00:00', 'organizations': [ 'European Parliament'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-52.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a May 21, 2014, meeting with representatives of Global Witness', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-05-21T00:00:00', 'organizations': [ 'Global Witness'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-47.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 13, 2014, meeting with representatives of American Petroleum Institute', 'from': 'Office of Commissioner Luis A. Aguilar', 'meeting_time': '2014-05-15T00:00:00', 'organizations': [ 'American Petroleum Institute'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-43.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a meeting with representatives of Natural Resources Canada', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-05-13T00:00:00', 'organizations': [ 'Natural Resources Canada'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-51.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corpora tion Finance regarding an April 23, 2014, meeting with representatives of Exxon Mobil Corporation and Shell International Limited', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-04-23T00:00:00', 'organizations': [ 'Exxon Mobil Corporation', 'Shell International Limited'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-38.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an April 16, 2014, meeting with representatives of the American Petroleum Institute (API)', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-04-16T00:00:00', 'organizations': [ 'American Petroleum Institute (API)'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-33.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a March 18, 2014, meeting with representatives of the Publish What You Pay Coalition', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-03-19T00:00:00', 'organizations': [ 'Publish What You Pay Coalition'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-31.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a January 15, 2014, meeting with representatives of the American Petroleum Institute', 'from': 'Division of Corporation Finance', 'meeting_time': '2014-01-23T00:00:00', 'organizations': [ 'American Petroleum Institute'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-27.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Kara Stein regarding a January 15, 2014, meeting with representatives of the American Petroleum Institute', 'from': 'Office of Commissioner Kara Stein', 'meeting_time': '2014-01-15T00:00:00', 'organizations': [ 'American Petroleum Institute'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-23.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 18, 2013, meeting with a representative of the Embassy of Japan', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-12-18T00:00:00', 'organizations': [ 'Embassy of Japan'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-21.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 12, 2013, meeting with representatives of Publish What You Pay, Oxfam America, and EarthRights International', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-12-12T00:00:00', 'organizations': [ 'Publish What You Pay', 'Oxfam America', 'EarthRights International'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-19.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 4, 2013, meeting with representatives of European Commission', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-12-12T00:00:00', 'organizations': [ 'European Commission'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a December 2, 2013, meeting with representatives from the offices of Senator Cardin, Leahy, Levin and \t\t\tMarkey', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-12-02T00:00:00', 'organizations': [ 'offices of Senator Cardin', 'Leahy', 'Levin', 'Markey'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-16.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a November 13, 2013, meeting with representatives of Global Witness', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-11-15T00:00:00', 'organizations': [ 'Global Witness'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-14.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Kara Stein regarding an November 12, 2013, meeting with representatives of Global Witness', 'from': 'Office of Commissioner Kara Stein', 'meeting_time': '2013-11-13T00:00:00', 'organizations': [ 'Global Witness'], 'pdf_url': 'http://sec.gov/comments/s7-40-10/s74010-593.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Kara M. Stein regarding an October 16, 2013, meeting with representatives of Calvert Investments', 'from': 'Office of Commissioner Kara M. Stein', 'meeting_time': '2013-10-16T00:00:00', 'organizations': [ 'Calvert Investments'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-11.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 15, 2013, meeting with representatives of Noble Energy', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-10-15T00:00:00', 'organizations': [ 'Noble Energy'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-9.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 10, 2013, meeting with representatives of the French Ministry of Foreign Affairs and the Embassy of France', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-10-15T00:00:00', 'organizations': [ 'French Ministry of Foreign Affairs', 'Embassy of France'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-8.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 8, 2013, meeting with representatives of the American Petroleum Institute, ExxonMobil, Royal Dutch Shell plc, ConocoPhillips, ConocoPhillips, Anadarko Petroleum Corporation, and BP p.l.c.', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-10-11T00:00:00', 'organizations': [ 'American Petroleum Institute', 'ExxonMobil', 'Royal Dutch Shell plc', 'ConocoPhillips', 'ConocoPhillips', 'Anadarko Petroleum Corporation', 'BP p.l.c.'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-7.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding an October 3, 2013, meeting with representatives of Oxfam America ', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-10-04T00:00:00', 'organizations': [ 'Oxfam America'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-15.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a July 24, 2013, meeting with a representative of the of Extractive Industries Transparency Initiative', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-10-01T00:00:00', 'organizations': [ 'Extractive Industries Transparency Initiative'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Corporation Finance regarding a September 16, 2013, meeting with representatives of Global Witness', 'from': 'Division of Corporation Finance', 'meeting_time': '2013-10-01T00:00:00', 'organizations': [ 'Global Witness'], 'pdf_url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resourceextractionissuers-5.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Kara M. Stein regarding a September 16, 2013, meeting with representatives of Global Witness', 'from': 'Office of Commissioner Kara M. Stein', 'meeting_time': '2013-09-18T00:00:00', 'organizations': [ 'Global Witness'], 'pdf_url': 'http://sec.gov/comments/s7-42-10/s74210-400.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Kara M. Stein regarding a September 9, 2013, meeting with representatives of Oxfam America, EarthRights International, and Publish What You Pay', 'from': 'Office of Commissioner Kara M. Stein', 'meeting_time': '2013-09-09T00:00:00', 'organizations': [ 'Oxfam America', 'EarthRights International', 'Publish What You Pay'], 'pdf_url': 'http://sec.gov/comments/s7-42-10/s74210-399.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/df-title-xv/resource-extraction-issuers/resource-extraction-issuers.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a July 15, 2011, meeting with representatives from Thomson Reuters', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-11-16T00:00:00', 'organizations': [ 'Thomson Reuters'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-62.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a September 21, 2011, meeting with representatives from HSBC', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-11-16T00:00:00', 'organizations': [ 'HSBC'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-61.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Division of Trading and Markets regarding a June 7, 2011, meeting with representatives from Assured Guaranty', 'from': 'Division of Trading and Markets', 'meeting_time': '2011-11-15T00:00:00', 'organizations': [ 'Assured Guaranty'], 'pdf_url': 'http://sec.gov/comments/s7-16-11/s71611-64.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding an August 25, 2011, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness', 'from': 'Office of the Chairman', 'meeting_time': '2011-08-26T00:00:00', 'organizations': [ 'U.S. Chamber of Commerce Center for Capital Markets Competitiveness'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-58.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a June 28, 2011, meeting with representatives of Nomura', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-06-28T00:00:00', 'organizations': [ 'Nomura'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-55.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a May 5, 2011, meeting with representatives of PIMCO', 'from': 'Office of the Chairman', 'meeting_time': '2011-05-09T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/s7-05-11/s70511-43.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a May 5, 2011, meeting with representatives of Barclays', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-05-05T00:00:00', 'organizations': [ 'Barclays'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-52.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an April 21, 2011, meeting with representatives of Jefferies & Company, Inc.', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-04-21T00:00:00', 'organizations': [ 'Jefferies & Company Inc'], 'pdf_url': 'http://sec.gov/comments/s7-14-11/s71411-18.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding an April 13, 2011, meeting with representatives of the Institute of International Bankers, Davis Polk & Wardwell LLP, and Cleary Gottlieb Steen & Hamilton, LLP', 'from': 'Office of Commissioner Walter', 'meeting_time': '2011-04-13T00:00:00', 'organizations': [ 'Institute of International Bankers', 'Davis Polk & Wardwell LLP', 'Cleary Gottlieb Steen & Hamilton LLP'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-50.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a March 14, 2011, meeting with representatives of PIMCO', 'from': 'Office of the Chairman', 'meeting_time': '2011-03-14T00:00:00', 'organizations': [ 'PIMCO'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-45.pdf', 'type': 'March 14, 2011, meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a January 26, 2011, meeting with representatives of Fidelity', 'from': 'Office of the Chairman', 'meeting_time': '2011-02-03T00:00:00', 'organizations': [ 'Fidelity'], 'pdf_url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives-44.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of the Chairman regarding a December 1, 2010, meeting with representatives of BlackRock', 'from': 'Office of the Chairman', 'meeting_time': '2010-12-01T00:00:00', 'organizations': [ 'BlackRock'], 'pdf_url': 'http://sec.gov/comments/4-619/4619-4.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Advanced Practice Advisors', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-10-13T00:00:00', 'organizations': [ 'Advanced Practice Advisors'], 'pdf_url': 'http://sec.gov/comments/4-606/4606-2818.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Walter regarding a September 14, 2010, meeting with representatives of AFSCME and AFL-CIO', 'from': 'Office of Commissioner Walter', 'meeting_time': '2010-09-27T00:00:00', 'organizations': [ 'AFSCME', 'AFL-CIO'], 'pdf_url': 'http://sec.gov/comments/4-610/4610-6.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}, { 'category': 'Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act', 'description': 'Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association', 'from': 'Office of Commissioner Troy A. Paredes', 'meeting_time': '2010-09-15T00:00:00', 'organizations': [ 'Managed Funds Association'], 'pdf_url': 'http://sec.gov/comments/s7-16-10/s71610-68.pdf', 'type': 'meeting', 'url': 'http://sec.gov/comments/other/other-initiatives/otherinitiatives.shtml'}]

Data

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rows 10 / 590

category from description url pdf_url visitors meeting_time type
Duties of Brokers, Dealers, and Investment Advisers
Office of Commissioner Walter
Memorandum from the Office of Commissioner Walter regarding a November 4, 2010 meeting with representatives of the North American Securities Administrators Association
2010-12-21T00:00:00
meeting
Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Division of Trading and Markets
Memorandum from the Division of Trading and Markets regarding a November 30, 2010, telephone conference with representatives of BlackRock
2010-11-30T00:00:00
telephone conference
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Office of the Chairman
Memorandum from the Office of the Chairman regarding an August 23, 2010, meeting with representatives of the National Whistleblowers Center
2010-08-23T00:00:00
meeting
Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Division of Corporation Finance
Memorandum from the Division of Corporation Finance regarding an October 8, 2013, meeting with representatives of the American Petroleum Institute, ExxonMobil, Royal Dutch Shell plc, ConocoPhillips, ConocoPhillips, Anadarko Petroleum Corporation, and BP p.l.c.
2013-10-11T00:00:00
meeting
Duties of Brokers, Dealers, and Investment Advisers
Office of Commissioner Casey
Memorandum from the Office of Commissioner Casey regarding an October 7, 2010, meeting with representatives of the Securities Industry and Financial Markets Association
2010-10-07T00:00:00
meeting
Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Division of Trading and Markets
Memorandum from the Division of Trading and Markets regarding a July 19, 2011, meeting with representatives from J.P. Morgan Chase
2011-07-19T00:00:00
meeting
Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act
Division of Trading and Markets
Memorandum from the Division of Trading and Markets regarding a March 24, 2011 telephonic meeting with Edward Rosen
2011-03-28T00:00:00
telephonic meeting
Duties of Brokers, Dealers, and Investment Advisers
Division of Trading and Markets
Memorandum from the Division of Trading and Markets regarding a September 28, 2010, meeting with representatives of the Financial Services Institute
2010-09-28T00:00:00
meeting
Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Division of Trading and Markets
Memorandum from the Division of Trading and Markets regarding a November 29, 2010 meeting with representatives of Goldman Sachs
2010-12-09T00:00:00
meeting
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Office of Commissioner Casey
Memorandum from the Office of Commissioner Casey regarding a January 12, 2011, meeting with representatives of the North American Securities Administrators Association
2011-01-12T00:00:00
meeting

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rows 10 / 860

url org_name pdf_url
Association for Advanced Life Underwriting
French Ministry of Foreign Affairs
Embassy of France
North American Securities Administrators Association
BlackRock
National Whistleblowers Center
American Petroleum Institute
ExxonMobil
Royal Dutch Shell plc
ConocoPhillips

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Total disk space used: 963 KB

History

  • Manually ran revision 042722b7 and completed successfully .
    1447 records added, 1447 records removed in the database
    76 pages scraped
  • Manually ran revision 042722b7 and completed successfully .
    1447 records added, 1417 records removed in the database
    76 pages scraped
  • Created on morph.io